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eLaw Journal: Murdoch University Electronic Journal of Law |
Author: | Robert French President, National Native Title Tribunal |
Issue: | Volume 2, Number 1 (April 1995) |
INTRODUCTION
The events which led to the enactment of the Native Title Act 1993 were characterised
by an historic negotiation process between Aboriginal, Government and
other interests. They were also accompanied
by fierce debate about the
relative roles of Federal and State Governments and the proper balance to
be struck between the rights
of indigenous peoples and the rights and
interests of non-Aboriginal Australia. Concerns were and have continued to
be expressed
by representatives of the mining industry about uncertainties
said to have been generated by the common law and the Act. This paper
gives a brief overview of the operation of the National Native Title
Tribunal in carrying out its functions under the Native Title Act over the
last 12 months. For those in n need of a brief refresher course, I will
set out the salient features of the Mabo litigation
and the elements of
common law native title.
A POTTED OVERVIEW OF THE COMMON LAW OF NATIVE TITLE
The Mabo litigation which resulted in the enunciation of a common law doctrine-
of native title applicable in Australia, was a claim
by the Meriam People
of the Murray Islands, off the coast of Queensland. They sought a declaration
that they were entitle to the
Islands as owners, possessors and occupiers
or as persons entitled to use and enjoy them. The litigation resulted in
declarations
being made by the High Court that:
1. The Meriam People are entitled as
against the whole world to possession, occupation, use and enjoyment of
the land of the Murray
Islands.
2. The title of the Meriam People is
subject to the power of the Parliament of Queensland and the power of the
Governor-in-Council
of Queensland to extinguish that title by valid
exercise of their respective powers, provided any exercise of those powers
is not
inconsistent with the laws of the Commonwealth.
Certain parts of the land where it was held that native title had been extinguished
were excluded from the declarations.
The principal chain of reasoning as set out in the judgment of Brennan J (Mason
CJ and McHugh J concurring) was as follows:
1. The chief question was whether the
annexation of the Murray Islands to the Colony of Queensland vested in the
Crown absolute
ownership of all land in the Murray Islands in such a way
as to extinguish any pre-existing native title.
2. The acquisition of territory by the
Crown is not a matter which could be challenged in the Courts of Australia.
3. The means of acquisition of
territory under international law include occupation of territory which is
terra nullius in the primary
sense of uninhabited and in the secondary
sense, of inhabited by backward peoples.
4. The common law must be consistent
with international law in providing the rules to apply in an acquired
territory.
5. The common law of England applied to
the Murray Islands upon their annexation.
6. One of the rules of the common law
was that Crown ownership existed in the lands of an acquired territory
which had no occupants
or whose occupants had no settled law (terra
nullius).
7. As a matter of fact, the indigenous
inhabitants of Australia had a subtle and elaborate system of rules
adapted to the country
in which they led their lives and providing a
stable order of society remarkably free from vagaries of personal whim and
influence.
8. The common law doctrine of Crown
ownership of acquired territory could not therefore apply in Australia as
Australia was not
terra nullius.
9. Upon annexation of the Murray
Islands the Crown acquired sovereignty. Sovereignty is not the same as
beneficial ownership.
10. The grant of interest in land to be
held from the Crown under the common law doctrine of tenure requires the
assumption of the
existence of a radical title in the Crown.
11. The Crown's radical title is not
beneficial ownership.
12. Land in the acquired territory
could be subject to rights and interests recognised by indigenous law
unless and until the Crown
exercises sovereign power to appropriate Crown
ownership.
In summary, Brennan J found:
"...the common law of Australia rejects the notion that, when the Crown acquired
sovereignty over territory which is now part
of Australia it thereby
acquired the absolute beneficial ownership of the land therein, and
accepts that the antecedent rights an
d interests in land possessed by the
indigenous inhabitants of the territory survived the change in sovereignty.
Those antecedents
rights and interests thus constitute a burden on the
radical title of the Crown." (at 57)
As to the content of native title, his Honour described it thus:
"The term "native title" conveniently describes the interests
and rights of indigenous inhabitants in land, whether
communal, group or
individual, possessed under the traditional laws acknowledged by and the
traditional customs observed by the indigenous
inhabitants." (at 57)
There are some general propositions about native title which can be extracted
from the majority judgment:
1. Traditional title to land of a clan or group may remain in existence where
the clan or group continue to acknowledge the laws
and observe the customs
by which its traditional connection to the land has been maintained. The
common law can identify and p protect
the rights and interests to which
the traditional laws and customs give rise.
2. Native title can be lost by abandonment of traditional laws and customs and
cannot be revived. The radical title then becomes
a full beneficial title.
3. Native title may be protected by appropriate legal or equitable remedies.
4. The incidents of native title are determined by the traditional laws and
customs from which it is derived.
5. Traditional laws and customs may change and the rights and interests of the
members of the group among themselves change accordingly.
6. Rights and interests constituting native title are inalienable except in
accordance with traditional laws and customs.
7. Native title may be surrendered to the Crown.
8. Exclusive occupation of the land is not necessary for the survival of native
title. Whether some continuing physical connection
is necessary may be an
open question.
9. Native title may be lost by extinguishment in the exercise of the Crown's
sovereign power whether by legislative or executive
action. Once extinguished
it cannot be revived. Extinguishment requires the demonstration of a plain
and clear intention to ex extinguish
or impair native title and may be
evidenced by inconsistency with the continuance of native title.
10. Freehold grants extinguish native title as do some leasehold grants. It
is an unresolved question whether all leasehold grants
will extinguish native
title.
The Mabo decision has left doubt about the survival of native title in land
subject to leasehold interests especially in relation
to leases which make
allowance for traditional Aboriginal usage of the land. The approach taken
by Brennan J would seem to suggest
that any leasehold interest, whether it
has reservations or not, would extinguish native title. That is not,
however, consistent
with the approach taken by Deane and Gaudron JJ who
allow for the possibility of non-extinguishment according to the terms of
the
lease in question. That approach is reflected in the judgment of t he
Full Court of the Federal Court in Pareroulba v. Tickner [1993] FCA 465; (1993) 117 ALR 206,
where it was said:
"...the extent to which native title over land may co-exist with leasehold tenure
is not a question fully explored in Mabo (No.
2). Much may depend on the
nature and extent of the leasehold estate (eg a monthly tenancy or lease
for 99 years) and inconsistency,
if any, between native title and the
lessor's reversionary interest." (at 214)
THE FUNCTION OF THE NATIONAL NATIVE TITLE TRIBUNAL
The principal purpose of the Native Title Act 1993 is to provide a mechanism
for recognition and protection of native title, for validation of past
acts which may have been invalid
because of their discriminatory impact on
native title and for compensation on.
The Tribunal is established under the Act to process and make determinations
about native title or compensation where applications
are unopposed or
where the parties reach agreement. It also has a role as an arbitral body
with respect to future act determinations
if no State or Territory
arbitral body has been established in the State or Territory where the
future act is proposed to be done.
The Tribunal is an administrative body, it is not a court. If an application
is opposed and parties do not reach agreement, then
the applications must
be referred to the Federal Court. If an agreement is able to be reached
about a determination of native title
or an application is unopposed, then
the Tribunal is required to hold an inquiry to ensure that the proposed
determination is appropriate
and within its powers. If consensual or
unopposed determinations are made then the determination must be registered
in the Federal
Court and is subject to review.
Core functions of the Registrar and Tribunal with respect to applications are:
1. Screening for acceptance. 2. Notification to interested parties. 3.
Registration of parties. 4. Mediation of opposed applications.
5.
Inquiries before determinations upon unopposed applications or where agreement
has been reached.
THE FIRST YEAR OF OPERATION
A year has elapsed since the Act was passed and the Tribunal established. In
that time the Tribunal has received 109 applications.
Fifty four have sought
determinations that native title exists. Fifty two are non-claimant applications
seeking determinations ns
that native title does not exist. Two are
compensation applications. Twelve of the native title claims have been
accepted, two rejected
and others referred by the Registrar to a Presidential
Member and submissions invited from applicants to show cause why their
applications
should be accepted. There have so far been no applications
for native title determinations which are unopposed and I do not expect
that any of the applications presently before the Tribunal will be
unopposed. Eight of the applications ns accepted were referred
to mediation
conferences last year. Of those, three have failed to reach any agreement
and have been referred to the Federal Court.
To date, the Tribunal has not
been able to make a determination in any case that native title exists . I
do not expect any unopposed
or agreed determinations of that kind in the near
future. There are too many unresolved legal issues particularly on the
interaction
between leasehold and like interests and the survival of
native title. No State or Territory government has so far indicated a
willingness
to accept that native title can co-exist with leasehold
interests even where such interests include specific provisions protecting
rights of access to and use of the land by Aboriginal people.
This issue relates not only to the effects of current interests but also interests
which may have been granted in the past. As historical
tenure searches are
showing, very large tracts of Australia have been the subject of pastoral
lease grants over the last 100 years
or so. The effect of these grants on
native title at the time must be considered for when extinguished, native
title cannot be revived.
Test case rulings from the Tribunal and the Court are imminent in relation to
past and current pastoral leases. But whatever the
outcome of those rulings,
it can be expected that they will be appealed under the Act or by way of
judicial review to the Federal
Court and ultimately to the High Court. I
would expect it will take 18 months to 2 years to finally resolve some of
these issues.
In the area of non-claimant applications, progress has been greater. Of the
52 non-claimant applications lodged to 23 January, 27
have been accepted,
4 determined, 3 dismissed, 3 withdrawn and 6 adjourned. The inquiry
process in relation to non-claimant a applications
has been comparatively quick
and informal. Typically, inquiries have not taken more than half a day.
The adjournment of non-claimant
inquiries has been used as a device in
cases where the applicant's concern is to ensure that a proposed future
act is valid. As interested
Aboriginal groups may not have been able to
mount a responding claim for native title within the two month period
required by the
Act. Typically, the Aboriginal group may have no objection
to the particular development or use proposed, but does not wish a determination
to be made that native title does not exist. If the non-claimant
application is adjourned at the inquiry stage, then so long as it
remains
on foot a future act on the land is valid, the question of native title
remains open as does the possible right of the native
title holders (if
any) to claim compensation from the relevant government in the event that
the future act impairs or extinguishes
their title.
The Tribunal has in the first year or so carried out extensive consultation
with a wide range of user groups including Aboriginal
organisations,
industry bodies, and State, Territory and Local governments. A system of
State and Territory liaison committee s has
been established as well as a
national committee. Aboriginal representative bodies, Chambers of Mines,
farmers and pastoralists,
forestry and fisheries organisations,
governments, local governments and others have participated in meetings of
these committees.
There have been two rounds of such meetings, one in June
and one in December. They have proved a valuable source of information and
feedback about practical aspects of the Tribunal's procedures and
operations. They have provided a sounding boar d against which
the
Tribunal has tested proposed procedures and guidelines relating to the
acceptance of applications. A set of draft guidelines
for the right to
negotiate process was circulated last year. It has recently been revised
to take account of s suggestions from both
the Cape York Land Council and
the Australian Mining Industry Council and, subject to further comment
from other members and Case
Managers, will be released shortly. It is
expected, of course, that the role of the Tribunal as an arbitral body will
be very limited
given the establishment of various State processes. But
the procedures we have prepared may be of use to others as well as to ourselves.
The consultation process will continue as I expect a third round of meetings
to be held in June to consider, among other things,
the practical implications
of the High Court's decision in relation to the constitutional challenge.
I should say at this point t,
that while Aboriginal representative bodies
have participated in the work of the liaison committees, there is a need
for a more systematic
and comprehensive approach to the consultation of
Aboriginal interests. A consultation system is presently being established
by the
Tribunal's Community Liaison Section and Research Section.
The first year of operation has highlighted the importance of informing people
generally and those affected by specific applications
about the nature of
the Tribunal process. We have developed a community liaison policy which
involves members and officers of the
Tribunal talking to various community
and interest groups and when an application has been accepted going to the
area affected to
explain some of the practical implications to the public
and to persons who may become parties. This process can include such
things
as setting up shopping centre information booths, as well as
meeting with the relevant local government councillors and other
individuals
or groups with an interest. There is still a lot of misunderstanding
of the role of the Tribunal among Aboriginal and non-Aboriginal
Australians. The word "Tribunal" and my office as a judge, can
create the false impression that the Tribunal makes binding
determinations
about the existence of native title. It is important to show applicants
and others that at they can have a sense of
ownership of the process of
resolving disputed claims and that the Tribunal is not in a position to
make any determination which
is not agreed to by all parties, which
invariably include State and Territory governments.
The experience of the past year has indicated that the Tribunal can and should
take a more proactive approach to assisting applicants
in defining their
claimed areas in a way that can be related to non-Aboriginal land use
information systems. The Tribunal has, with
the co-operation of various State
and Territory governments, produced a set of specifications for the
description of land covered
by claims. Aboriginal people asserting their
rights to traditional country do not necessarily approach that task with
the mental
image of a cadastral map. This is an area of interaction and
tension between Aboriginal and non-Aboriginal practice.
The Tribunal has adopted an "Assistance to Applicant's Policy" under
which it will carry out current and historic land
tenure searches prior to lodgment
of applications where it is necessary to do so to assist in the definition
of the claim boundaries.
The e ability to carry out historical land tenure
searches will depend upon the cost and time estimates provided by relevant
government
agencies.
The time taken for dealing with applications from lodgment to acceptance has
been affected by the time taken to carry out historical
land tenure searches,
the complexity of some of those histories and the legal issues which they
may throw up and which can affect
the acceptance process.
The acceptance process has proven to be the point of greatest legal sensitivity.
Three judicial review applications have been lodged
so far to challenge
particular acceptances. In the Kununurra-Keep River National Park claim,
the acceptance decision is under challenge
by both the State of Western
Australia and the Northern Territory in separate judicial review
applications. The acceptance decision
in that case was taken on 26 May
1994. The recent acceptance of a claim over an area in the West Pilbara
region is also the subject
of a judicial review application by the State
of Western Australia.
In the case of the Kununurra-Keep River National Park native title determination
application, acceptance, notification, joinder of
parties and a mediation
conference have all taken place and the substantive application was
referred to the Federal Court a few days
ago. In the meantime, the trial
of the judicial review proceedings is listed for 27 March 1995 on
preliminary issues relating to
the test for acceptance. Although the
Tribunal process was not what I would call short, it was a lot shorter
than the litigation
challenging the acceptance thus far. I should add that
in those proceedings and as a general rule, the Tribunal will not take any
position on the rights or wrongs of the acceptance decision. It will
submit to whatever judgment the Court makes.
The sensitivity of acceptance decisions relates in part to the perceived importance
of registration as a native title claimant under
the Act. It may be that
the consequences of such registration have been overstated. Any registered
claimant seeking to restrain train
a development or grant of some interest
contrary to the Act, will have to show that the proposed act is a future
act. That is to
say it will have to be demonstrated that the act, if
valid, would affect native title. In the ordinary course, at the st age of
obtaining
an interlocutory injunction, a serious case would have to be
shown for the existence of native title. And that may form a basis for
injunctive relief with or without registration as a claimant. An outline
of the Tribunal's approach to the acceptance of applications
is set out
below and reference made to a recent ruling highlighting an inconsistency
in the Act relating to the registration of claims.
Experience of the mediation process so & has indicated that if it is to be effective
it must take account of the cultural concerns,
resource limitations and
decision-making processes of Aboriginal people as well as those of other
parties. A more detailed account
of experiences in relation to the
mediation process is set out below.
The present membership of the Tribunal comprises six Presidential Members and
four non-Presidential Members. The Tribunal's Principal
Registry is located
in Perth. There are five Case Managers, a Community Liaison Section, an
Anthropological Research Section and
a Legal Research Section. The present
workload of the Case Managers is stretching them to capacity and
additional Case Managers are
being appointed within the next few weeks by
the Tribunal.
THE ACCEPTANCE PROCESS
The Tribunal has issued an interim ruling in connection with an application
by the Waanyi people in Queensland about the acceptance
process for which
s.63 of the Act provides. The ruling is summarised in the following
conclusions which were set out at the end of it:
1. The Tribunal is an administrative
body. Its Members and the Registrar of Native Title perform administrative
functions when they
make decisions under the Act.
2. In construing the Act the Members
and the Registrar must apply the same rules as would be applicable in a
court of law.
3. Section 63 is to be construed
according to the ordinary meaning of its words and having regard to the
underlying purpose of the Act.
4. The Registrar must accept an
application which complies with the formal requirements of s.62 unless of
the opinion that the application is frivolous or vexatious or that prima
facie the claim cannot be made out.
5. A claim prima facie cannot be made
out if at first sight or as a matter of first impression it could not
succeed.
6. The applicants are not obliged to
lodge evidence in support of the application to make out a prima facie
case.
7. The Registrar may, but is not
obliged to, make inquiries or receive information to determine whether it
can be said at the outset
that a claim could not be made out. These
inquiries may include land tenure and land tenure history searches and
receiving g advice
on the plausibility of a claim from an anthropological
perspective.
8. The Presidential Member to whom an
application is referred by the Registrar will apply the same test as the
Registrar applies
under para.63(1)(a) in deciding whether or not he or she
is of the same opinion as the Registrar. The Presidential Member may ,
however,
find that prima facie a claim cannot be made out on grounds other
than or additional to those relied upon by the Registrar.
9. An applicant who is invited, under
s.63(3), to show the Presidential Member that a prima facie claim can be
made out must show that evidence exists or can be obtained which
is
capable of establishing each of the elements of native title. It does not
require production of the evidence itself.
10. For the purpose of showing that a
prima facie claim can be made out it is not necessary for the applicant to
show that it has
evidence to negative extinguishment by legislative or
executive act.
11. The Presidential Member may have
regard to evidence of extinguishing events in determining whether a prima
facie claim can be
made out.
12. The Presidential Member in deciding
whether a prima facie claim can be made out can form a concluded view on a
question of law
which, if decided one way would be fatal to the
application.
13. The issues to be addressed by the
Presidential Member in deciding whether a prima facie claim can be made
out are not limited
to those upon which the Registrar formed the opinion
that prima facie a claim could not be made out.
These conclusions are not uncontroversial. There are those who contend that
the Registrar is obliged to undertake a full investigation
of the land
tenure history of the area under claim before considering it for acceptance.
Other parties say that the Registrar is
not authorised to look beyond the
application and supporting documents. On this view, no inquiry should be
undertaken. The application
should be accepted unless, on the face of the
papers lodged there is some fatal flaw. The ruling and the Tribunal's
Procedures take
a middle line whereby the Registrar, as a matter of
discretion can undertake inquiries including land tenure history searches.
Where
the cost and time for such searches is acceptable, they are being
carried out for they go to the question whether prima facie the
claim can
succeed as well as to the definition of its boundaries.
The sensitivity that attends the acceptance process arises because under present
Tribunal procedures an application is not entered
on the Register of
Native Title Claims unless and until it has been accepted. There is a view,
that the entry on the Register r of
Native Title Claims should be made at
the time at which the application is given to the Registrar, that is
before acceptance. This
is based upon s.190 of the Act which is, on the face
of it, inconsistent with the provisions of s.66 in this respect.
In a ruling published on 6 February 1995, Olney J, sitting as a Member of the
Tribunal, in a future act determination application,
expressed support for
the view that registration is a consequence of lodgment, not acceptance. A
consequence of this approach h,
which is certainly open on the
legislation, is that an application given to the Registrar, whether or not
complete, whether or not
frivolous or vexatious and whether or not prima
facie it could be made out, would have to be registered, the question of
acceptance
following upon registration. The claimants in such case are
thereby admitted to standing as native title parties for the purposes
of
the right to negotiate system. There
are two views open on the question because the provisions of the Act in t
his respect are
inconsistent. In the end, the doubt can only be resolved
legislatively. These results are qualified by my earlier observation about
the significance of registration which, as I have said, is probably overstated.
The acceptance process is generating some important test cases for the Tribunal.
I do not wish to comment on them further at this
stage beyond reiterating
the importance of resolving some of the outstanding legal issues which may
be achieved in part by appeals
or judicial review in relation to those
rulings.
THE MEDIATION PROCESS
The mediation of opposed native title determination applications is an important
part of the Tribunal's functions. Its statutory
basis is found in s72(1)
of the Act which requires the President to direct the holding of a
conference of parties or represent atives
to help in resolving an application
which is opposed. Within this general framework there is room for
flexibility.
The relevant primary meaning of the word "conference" is a formal
meeting for consultation or discussion. In the context
of the Native Title
Act this probably requires the convening of some form of plenary meeting.
The plenary meeting does not require the physical presence
of all parties
and may involve the participation of representatives in lieu of the parties themselves.
It may, however, be continued
through various stages of ex parte and
bilateral or grouped interest meetings as a way of managing negotiation
with a view to an
agreed determination. The plenary conference may be
preceded by ex parte meetings with applicants and other parties to explain
the
process and to assist them in defining their objectives by way of
preparation for the mediation proper.
Specific factors relevant to the conduct of native title mediations include
the following:
1. The need for applicants to identify
their own interests and objectives.
2. The need for all parties to
understand the mediation process and the possibilities for agreement.
3. Pre-existing tensions between
applicants and other parties.
4. Power imbalances.
5. Geographical convenience.
1. Identification by Applicants
of their interests and objectives.
Traditional Aboriginal decision-making is non-delegable. Responsibilities for
country may vary within the one language group and
processes of internal
consultation must be respected. Ordinarily, it is desirable that internal
consultations within the applicant
cant group should be commenced prior to
lodgment of the application. The present reality is that in many cases
consultation is time
consuming and resource intensive and will not have
been completed before lodgment or even mediation. Both the Tribunal and
representative
bodies may be involved in assisting applicants to resolve
internal differences and to identify the distribution of their interests
as the first element of the mediation process. In some cases this will
involve resolution of differences with other Aboriginal language
groups
who are not applicants.
2. The need for all parties to
understand the mediation process and possibilities for agreement. There is
still considerable misunderstanding
of the concept of native title and the
Tribunal's role in mediation. While some parties such as State Government
s and large mining
companies have access to sophisticated advice about the
nature of the process, this is not true of all. There are many people
whose
interests may be affected by an application and who need access to
an explanation of the process, the limits of native title and
the possibilities
for agreement. It is particularly important to make clear to such people
that the Tribunal cannot make decisions
about the existence of native
title without their agreement. It is also important they understand t hat
Native title does not displace
valid existing interests. This is more
easily communicated in small group meetings with parties who have common
or related interests
than in larger plenary sessions. It is also an
opportunity to try to establish a relationship onship of trust between
parties individually
and the Tribunal members and staff. This aspect of
the mediation process is closely related to the application specific
element of
the Tribunal's community liaison policy. It is, however, more
focussed. The community liaison policy cannot replace the personal
contact
between parties and the members and staff of the Tribunal directly
involved in the mediation process.
3. Pre-existing tensions between
applicants and other parties. It is the case that the mere lodgment of a native
title application
can generate tensions between applicants and other
parties who are part of the community which is affected by the application
on.
It may also be the case that the application is part of a larger
history of endeavour by aboriginal people to seek recognition for
land
rights in the area covered by the native title application. For example,
there may have been conflicts involving e impact of
proposed developments
on sacred sites, and these may have attracted the application of aboriginal
heritage legislation at State or
Commonwealth level. There may have been applications
for the grant of land under pre-existing land rights legislation or the
acquisition
of land for the benefit of local aboriginal groups.
Preliminary meetings enable expressions of the hostility generated by the
application,
and/or its pre-history to be made in a controlled environment
which does not involve immediate ate confrontation between the applicants
and other parties. It also enables Tribunal staff and members to identify
areas of sensitivity and likely personality conflicts which
should be
recognised in the approach taken to the discussion of possible agreements
. Any agreement that is made will have to accommodate
the continuing
relationship of the parties. A plenary conference without prior ex parte
meetings may, in some cases, cause hostility
and tension to be expressed
in a way that causes the parties to take more rigid stances than might
otherwise be the case.
4. Power imbalance.
>From the perspective of some, if not most, aboriginal applicants, there is
a history of significant power imbalance in their
dealings with governments,
local authorities, pastoralists, miners and other elements of the
communities in which they live. These
power imbalances can inhibit the ability
of applicants to fully and freely express themselves to, or in the presence
of, those with
whom they have had such relationships in the past. They may
also lead to inappropriate and unfair agreements being concluded ed.
The
Tribunal in this context can be seen as a body divorced from that history
(albeit carrying some of the baggage of non-aboriginal
power structures).
It can use in the early stages a kind of "shuttle diplomacy" to
lay the groundwork for direct communications
between applicants and others
as the mediation progresses. Such direct communication may itself take
place in meetings with specific
interest groups rather than a plenary conference
following immediately upon ex parte meetings.
5. Geographical convenience.
The geographical spread of applicants and other parties in remote area applications
may generate practical difficulties in the way
of plenary conferences
involving the physical attendance of all parties or their representatives.
Although this may be overcome by
electronic means, it is not always
possible. With ex parte meetings and meetings between applicants and
specific interest groups
there is greater flexibility in the venues at
which mediation can proceed than is possible using the plenary conference
. Some applications
cover areas of land which in themselves may be small,
but are widely distributed (see Yorta Yorta clans claim, which covers 150
reserves
and parks in Victoria and New South Wales).
STRATEGIES FOR MANAGING MEDIATIONS
1. The Plenary Conference
It is arguably the case that the plenary conference is a necessary formal element
of the commencement of the mediation process contemplated
by s.72. The
statutory protections that attach to the mediation process may only apply
to ex parte and bilateral me meetings which
take place after and as an
element of the conference process initiated by some form of plenary conference.
That is not to preclude
the possibility of pre-conference ex parte and
even bilateral meetings to ensure that the conference process it self runs
more smoothly.
The convening of a plenary conference, however, is resource
intensive and may be better left until there is an indication arising
out
of ex parte and/or bilateral meetings that real progress will be made or
until it has become clear ar that agreement is unlikely
to be reached. In
some cases the plenary conference might conclude the mediation process.
2. Ex parte and Bilateral Meetings
Ex parte meetings prior to or as an element of the conference process can be
used to assist parties to identify their interests and
objectives, to understand
the mediation process, to reduce tension about the process, to mitigate
power imbalances, and to make economic
use of the time and resources
available for mediation. Ex parte meetings may be followed by a series of
meetings between applicants
and parties having similar or related
interests. In complex mediations with a wide range of interest groups,
this procedure may be
essential to effective management of the process. It
also allows for flexibility in the level of discussion in such meetings.
For
example, negotiations with a state government may be conducted in part
between legal representatives of the applicants and the state
government.
This may be done at or near the land under claim, but may also take place
in meeting rooms in the city. This process
is also proving useful where
the number of parties is not large but there are difficult question s of
land use management and co-existence
to be resolved. For example, a local
authority in an area under claim may want to provide a framework for
future development of vacant
crown land in which native title is said to
subsist. Discussions with the local l authority may include provision for
recognition
of the traditional association between the applicants and
their country, and mechanisms in development decision making, for
respecting
that traditional association and native title where it exists.
Such discussions are best conducted on a bilateral basis. It may also
be
the case that parties who have specific interests to protect feel more
confident of a process in which they have an opportunity
to negotiate
directly with applicants on a bilateral basis a some point.
3. Progressive reduction of parties.
In some cases an application will appear to affect the interests of a party
or group of parties in a way that may not have been intended
by the applicants.
It may be possible to reach an agreement that any determination emerging
from the process will be e expressed
so as not to affect the interests of
those parties. Such an agreement may be reflected in an amendment to the
application which has
the effect that those parties may safely withdraw.
This happened in the case of the Wellington claim with respect to the
riparian
landowners.
4. Group representation of interests.
Where there are a number of parties with similar interests the Tribunal's procedures
permit them to be jointly represented in the
mediation process. One
mechanism for such joint representation is the use of an industry association
relevant to their interests
. Another mechanism may be the appointment by
a large group of a small committee to look after their interests and
report back to
them from time to time. Alternatively a group of parties
with a common interest may engage legal representation to participate pate
on their behalf These mechanisms are not intended to displace the right of
any individual to represent himself or herself for the
whole or any part
of the mediation process. Nor does it involve the Tribunal seeking to
impose any obligation upon industry try or
other groups to provide
representation for their constituents. These are simply options which are
pointed out to the parties as possibilities
to facilitate their efficient
participation.
5. Provision of time for consideration of options.
The subject matter of native title does not lend itself to speedy resolution
by mediation in the way of commercial disputes. If the
process is to
provide real opportunities for reaching agreement, it must allow adequate
time for the identification of the parties'
interests, the development and
consideration of options, and their adjustment as part of the negotiation
process. This is not just
a requirement of applicants. State government
advisers must have time to discuss options with the relevant minister (who
may be the
Premier). Local authority representatives may need to refer
matters to a meeting of full council, and perhaps establish some form
of
working party. Other parties may need to take advice from lawyers about
proposed agreements. This all poi to a time frame which
will be measured
in months, rather than weeks or days. On the other hand the cost and time
involved in native title litigation generated
by the evidentiary
requirements for proving native title indicates that time taken in
mediation ion can be time well spent. This
may be so even if the outcome
is no more than a narrowing of issues and a reduction of the range of
parties opposing the application.
6. Broad community support.
Any native title application which affects existing towns or other settled areas
will generate a broad community interest and concerns
not limited to those
whose legal interests are likely to be affected by the application. Recreational
users of public la land and
waters the subject of a claim will see
themselves as having a vital interest in its outcome. Their interests
however, may not be
sufficient to allow them to be treated as parties to
the application. They may of course be represented by state and lo cal
governments.
Although not parties, the attitudes of community members will
impact upon those who have a more direct legal interest. Suspicion
or
ignorance of the mediation process on the part of such people will
probably be communicated to some of those who are parties,
and thus hinder
the mediation process. It is important therefore that the whole of the
community be informed of the role of the Tribunal
and the nature of the
claim as part of the preparation for mediation. The Tribunal's community
liaison policy addresses this issue
in so far as it provides for community
liaison in relation to specific applications.
7. Partial agreements
The mediation process will only rarely, if ever, resolve all issues in dispute
in the early stages. Stepwise narrowing of issues
allows for progress
which will have benefits in any ultimate litigation even if final and
global agreement is unable to be reached.
Narrowing of issues involves partial
agreements as to matters which are not in dispute. For example, it may be
agreed between applicants
and a local authority that the applicants do not
seek by their claim to hinder or impose any burdens on public a ccess to
specified
land or waters.
8. Team mediation
In the simplest case, mediation will involve a Tribunal member and a case manager.
The case manager will usually have been associated
with the particular
application from its inception. The case manager will have been the main
contact between the applicants and other
parties and the Tribunal and will
have arranged the preliminary mediation meetings. The case manager may
also have been involved
in pre-mediation community liaison to explain the
process to those affected by it or interested in it. The case m manager
will be
expected to have built up a good working relationship with the
applicants and other parties and to have developed an idea of their
various interests and concerns. The member allocated to the mediation will
work with the relevant case manage r and can be briefed
with information
about the various parties and their interests and the kinds of agreements
that might be possible. The case manager
should arrange through the legal
unit for a reasonably complete briefing on the statutory frameworks o f
the various interests claimed
by parties and their possible interaction
with native title. The case manager will also arrange for a background
anthropological
briefing to be provided by the research unit. The way in
which a case manager is to participate e in the mediation meetings will
be
at the discretion of the presiding member. In some cases, the presiding
member may wish to permit interventions by the case manager
as an
appropriate strategy. In other cases the member may prefer that the case
manager not intervene. Whatever their respective roles,
the member and
case manager should act as a team. In more complex cases, there may be
different combinations of more than one member
and more than one case
manager.
An anthropologist from the staff of the Tribunal, or engaged as a consultant
to the Tribunal, may in an appropriate case also be
engaged as part of the
mediation team. The role of the anthropologist may include providing
advice to the mediating member on issues
of communication with aboriginal
applicants, assisting in the communication process and otherwise providing
background information.
Whether the anthropologist will participate
directly in the mediation will be at the discretion of the presiding
member.
These alternatives are not exhaustive. In some cases the Tribunal may use the
services of particular experts to aid in the resolution
of difficult land
use questions. In a mediation involving a mining company, for example, it
may be appropriate to engage the services
of an environmental scientist or
site rehabilitation expert. Where questions of compensation or royalty are
concerned, advice might
be sought from accountants, valuers and legal
experts at critical points in the mediation.
A mediation team that is balanced both culturally and by reference to gender
is desirable in principle. However, the composition
of the mediation team
must be adapted to the needs of the particular case. In cases involving
negotiation with both male and f female
applicants (as is usually the
case) there should be members of both sexes actively involved in the
mediation team. It is also desirable
where possible to have an aboriginal
member of the team. At present the Tribunal has only one aboriginal member
a nd no aboriginal
case managers. This does not prevent it from engaging
the services of an aboriginal person with knowledge of the particular area
to assist in negotiation.
In some cases interpreters will be needed to ensure that the applicants and
other aboriginal parties are able to fully comprehend
the nature of the
mediation, and the options that are being discussed. The Tribunal will endeavour
to arrange for people to a act
as interpreters as required, although it is
preferable that applicants provide interpreters of their own choice to
assist them.
9. Preparation of options
The Tribunal's experience to date suggests that the parties do not initiate
specific options for resolution but are inclined to discuss
their interests
and possibilities for agreement in fairly general terms. If mediation is
to progress, it may be desirable for the
Tribunal to develop options in
the form of written heads of agreement or draft agreements for consideration.
It is necessary to this
function that the Tribunal have at hand reliable
drafting and printing equipment so that hard copy can be given to parties
for consideration
on the spot, and amendments can be made progressively.
This means that at least one member of the mediation team has to have word
processing skills. If not a case manager then a suitably skilled clerical
person should form pa part of the team.
10. Notes of proceedings
It is necessary that notes be kept of mediation meetings, identifying the dates,
times places and parties present, the issues raised,
and any suggestions
for resolution that may have been made. The notes should be regarded as
confidential to the Tribunal. Ordinarily
it will not be necessary to make
copies available to the parties. Generally speaking, it is neither
necessary nor desirable to provide
a transcript service for mediation
meetings. Such services are expensive and tend to formalise the proceedings
and give people the
feeling that everything they say is on record. There
should be agreement in the mediation team as to who has the responsibility
for
being the note-taker. At the end of a meeting, primary notes may be
compared with recollections of o other members of the team and
such notes
as they have made. To assist in the process, the mediator may,
specifically, formulate his or her understanding of an
interest stated or
issue raised by a party so that it may be recorded in those terms and
subject to correction on the spot if the
party disagrees with the
formulation.
11. Media management
It is important that the mediation process be conducted in private so that parties
feel free to express themselves without fear of
statements made in the
course of negotiation appearing in the press or media subsequently. Parties
should be encouraged the refore
to respect the confidentiality of the
negotiation process. Agreements may be made about joint statements to the
media on progress.
Alternatively, the presiding member may respond to media
inquiries concerning progress of the mediation and the way i n which it
is
being structured and whether it is progressing well or whether difficulties
are being experienced. It is important to note that
the Tribunal has no
power to prevent any party from making any public statement it wishes to
in relation to what is said in mediation.
However, it is obvious that
parties will usually have a common interest in maintaining a degree of
confidentiality about it. Where
a mediation is progressing well, it may be
important to make that fact publicly known. Where a partial agreement has
been reached,
the parties may agree that it is appropriate to make the
agreement public and in the case of an important partial agreement, to
conduct
some form of signing ceremony.
12. Logistical Arrangements.
It is important that the mediation process be conducted in surroundings of reasonable
comfort and convenience for those participating.
Where a mediation meeting
is to be conducted in a remote locality, it will be the responsibility of
the relevant case m manager to
ensure that the parties have access to
adequate facilities. This, in some cases, may involve the arrangement of
camping gear and
catering and toilet facilities.
NON - CLAIMANT APPLICATIONS
The experience of the Tribunal in the first year of operation has indicated
an optional approach to dealing with non-claimant applications
which, in
some cases, will satisfy the interests of both the applicant for a determination
and Aboriginal interests that have not
had sufficient time or resources to
organise a native title claim within the time limits specified by the Act.
The optional procedure
was used by agreement in the non-claimant
applications brought by the Commonwealth Pipeline Authority relating to a
proposed pipeline
from Moombah to Sydney. The rationale for the optional
procedure, which involves adjourning the inquiry into a determination on
the
unopposed non-claimant application, is as follows:
1. A non-claimant application is one
which is made by someone other than a person or persons claiming to hold
native title (s.67(1)).
2. In the ordinary course non-claimant
applications are made by persons or bodies seeking to carry out some development
or other
activity on land and seek a kind of clearance by a determination
that native title does not exist on the land.
3. Where a non-claimant application is
made and does not attract a native title determination application by
persons claiming to
hold native title it is taken to be unopposed for the
purposes of s.70 (s.67(4)).
4. The only dispositive outcomes open
under an unopposed non-claimant application are:
(i) a determination that native title does not exist; and
(ii) dismissal of the application.
5. Where a non-claimant application is
taken to be unopposed the Tribunal's power to make a determination that
native title does
not exist is conditioned upon the requirements that:
(i) the Tribunal is satisfied that the applicant has made out a prima facie
case for a determination in those terms; and
(ii) the Tribunal considers the determination to be just and equitable in all
the circumstances.
6. It is the case that some
non-claimant applicants simply seek a "clearance" for their
proposed future act and are not
really concerned to obtain a determination
that native title does not exist. Yet the only dispositive outcomes of the
application
are such a determination or dismissal of the application.
7. While a non-claimant application
remains on foot as an unopposed application, any future act in relation to
the area done before
the making of any approved determination of native
title in the area is valid (s.24(1)(c)).
Where a non-claimant application is unopposed it may be sufficient to convene
an inquiry into the question whether a determination
should be made, then
adjourn the inquiry long enough for the future act to be done. Upon
resumption the application may be dismissed
by consent or a consent determination
made. A practical consideration in connection with the above procedures is
that in some cases
the non-claimant applicant will have no evidence to
show, even on a prima facie basis, that native title has been lost or
extinguished.
There may be Aboriginal persons who wish to be heard as
parties or otherwise to the application or who oppose the making of a determination
that native title does not exist. The question is whether the use of the
adjournment process in this way is appropriate. If it is
not, this may be
an area in which the Act should be expressly amended to authorise that
option. The benefit of the approach thus
outlined is that it permits the
carrying out of the relevant future act while preserving the right to compensation
of any person
who may be entitled to a native title determination
(s.24(1)(d)). The inquiry process in such a case, where there are
Aboriginal
persons in opposition to the applicants, may be associated with
a conference under s. 150 of the Act to
consider these options.
THE COMING YEAR
The Tribunal, through its research section, has endeavoured to form some estimate
of its likely workload in 1995. So far as claimant
applications for native
title determinations are concerned the rough figures we had indicated
there could be up to 125 add additional
applications.
With respect to non-claimant applications, the position is unclear although
it is likely to be the case that where States or Territories
have set up
recognised bodies of their own, the non-claimant applications will be
brought in those Tribunals. Right to negotiate
applications and future act
determination applications will, of course, be the exclusive preserve of
State and Territory arbitral
bodies where those are established.
The coming year promises a sharp increase in workload with a corresponding requirement
of additional members and staff. It will generate
test cases, both by way
of judicial review challenging acceptance of applications, appeals against
the non-acceptance of applications
and preliminary rulings in proceedings
referred to the Federal Court. It should also see a number of non-claimant
applications resolved.
Mediation processes will be tested and developed in
a variety of settings. The outcome of the High Court challenge to the
Native Title Act 1993 should be known soon. If the Native Title Act 1993
is found to be invalid, then the discussion in this paper is largely moot.
If it is found to be substantially valid, then an opportunity
may arise
for some steps to be taken to resolve differences between the Commonwealth
and the States, particularly Western Australia.
The Tribunal will encourage a more integrated approach to resolution of native
title claims by supporting discussion about indigenous
land use agreements
encompassing not just native title, but heritage and access questions.
There is no rosy dawn of general reconciliation promised for the coming year
out of this process. Nevertheless, it can be expected
that the growing
experience and expertise of Tribunal staff and parties involved in native
title claims will help in achieving negotiated
outcomes to applications
when some of the unresolved legal issues have been decided. The mining
industry, which has already accumulated
considerable experience in
negotiating with Aboriginal and Torres Strait Islander people may well develop
a data base of precedents.
There is no reason why the industry's representative
body should not, in conjunction with Aboriginal representative bodies,
develop
model agreements for various situations which can be used as tools
to speed negotiations in relation to particular applications.
I have
previously made such a suggestion with a view to overcoming the
disjunctivity problem under the right to negotiate regime.
Similarly,
farming and pastoral bodies could consult with Aboriginal bodies to
develop mode l codes of practice in relation to access
to pastoral lands.
There is a degree of artificiality in dealing with native title in isolation
from heritage and wider land use issues. Native title
as recognised at
common law has hard edges and corners which are at odds with the
Aboriginal view of traditional society. There ere
is a need to develop the
concept of indigenous land use agreements which can accommodate some of
these wider issues. The Tribunal
has suggested to the Council for Aboriginal
Reconciliation that a national conference be held later this year to
discuss such agreements
with the benefit of international perspectives. It
is hoped that a workshop might be set up to develop at least a model
framework
agreement relevant to native title and related questions.
The immediate future is uncertain but offers opportunities which can only be
limited by our readiness to search for creative solutions
to the problem
of reconciliation.
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URL: http://www.austlii.edu.au/au/journals/MurdochUeJlLaw/1995/2.html