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REFLECTIONS ON LEGAL EDUCATION AND PHILOSOPHY: THE
CRITICAL ROLE OF THEORY IN PRACTICE
JOHN ZERILLI*
I INTRODUCTION
An application-focused, commercial-utility-driven
approach to legal education can seriously undermine the law’s potential
and
produce students insensitive to the significance of questions they are
called upon to ask in legal practice. A mature curriculum
will not eschew a
survey of the great debates of philosophy in the history of ideas nor insulate
students from considering the influence
of other subjects bearing an impact upon
the law. The law’s necessarily inter-disciplinary nature requires its
practitioners
to possess at least an appreciation of extra-legal learning from
areas such as philosophy, logic, history and economics.
John Maynard Keynes
once wrote tellingly of theory:
The ideas of economists and political philosophers, both when they are right and when they are wrong, are more powerful than is commonly understood. Indeed, the world is ruled by little else. Practical men, who believe themselves to be quite exempt from any intellectual influences, are usually the slaves of some defunct economist.1
Keynes was an economist. His words, however, reach far beyond economics.
A The Origins of Legal Academy
English common lawyers have practised their science for over 800 years. The academic teaching of the common law, by contrast, is a comparatively recent development. The first semblance of the modern law school is to be found in England in 1828 through the efforts of Andrew Amos, a practising barrister who accepted the first chair of English Law in the newly-created University of London.2 We must wait until 1850 for Oxford to introduce a BA course in law and history, and 1858 for the Cambridge law tripos, under which students commenced law by reading another subject.3 The academic students were always outnumbered by the professional students who, like David Copperfield, acquired their legal skills as articled clerks. Historically, the study of law was not recognised as a liberal education and the legal historian, John Baker, notes that it is a sad reflection on the status of legal education in those days that the most distinguished English lawyers between about 1850 and 1950 were either not university graduates or had read subjects other than law.4 This — probably unfortunate — situation is, however, no longer the case. But the fact that scholars could come to law with vast knowledge of a field outside of it demonstrates remarkably how amenable the law is to an inter-disciplinary approach. Formal legal education is a good thing, but its effect can be to erect a fence around the subject. The true nature of law is apt to be obscured by its presentation as an independent, self-sufficient, self-referential body of knowledge. That predilection was marked — even approved — in late Victorian times as the result of a movement which emphasised the scientific study of the humanities.5 If law, too, is a science, so it was said, then it is a discipline which must be characterised by objectivity, neutrality and the dispassionate ascertainment of verifiable facts; and if law is a science, there should be no need to look beyond the lawyer’s laboratory for answers — legislation, case reports and digests. Lord Radcliffe would wisely state years later:
[Law] takes its substance from ... history, custom, economic theory, philosophic notions, ideas of psychology, morals and religion. These are the things of which the lawyer has to have some knowledge if he is to understand the law itself ... [H]e must be ready to maintain as part of his professional equipment a lively, if amateur, interest in such subjects.6
This raises the question of the epistemic status of the law’s privileged position, which is considered in the next section.
B Knowledge for Knowledge’s Sake
Against the backdrop of legal education, changes in
the broader world of education must be grasped. Once decidedly liberal, it is
now, perhaps more than it has ever been, vocational. A blurring of the function
between university and polytechnic is cognisable;
some institutions of higher
education have come to embody the fusion.7 Commercial
utility, no doubt, is an indispensable consideration informing a student’s
choice of study: primum vivere, deinde philosophari, so the saying
goes.8 But should this all-important, bread-winning
principle hijack all the others? The question assumes greater importance in
legal education,
for the production of law is not a consumer industry, but a
social service.9 Should education be allowed to
surrender its transformative potential to its merely informative capacity? In
earlier times the cultivation
of knowledge was seen as a necessary preliminary
to the liberation of the mind. There had not occurred as yet the great debunking
of theory in the hierarchy of knowledge. It was reasonably more common to find
students of pure mathematics than applied mathematics,
history than
international relations, philosophy than sociology. The wealthiest men —
John P Morgan, Andrew Carnegie, for example
— were among the most
cultured; one has only to visit the eponymous Morgan Library in New York to
witness the calibre of the
man. The Cambridge genius quoted above, Keynes
himself, ‘possessed the rare, if not unique, distinction of having a mind
that
was fully developed intellectually, artistically and
commercially’10 — a speculator in the
equity and commodity markets, arts administrator, logician, aesthete, economist,
international statesman,
bibliophile, writer and philosopher. The British
philosopher, Bertrand Russell, stated the plangent reality evident to him by
1930:
‘It is one of the defects of modern higher education that it has
become too much a training in the acquisition of certain kinds
of skill and too
little an enlargement of the mind and heart by any impartial survey of the
world’.11
The application of knowledge has,
under the spectre of economic rationalism, become the foremost concern of
education. The arts degree,
perhaps partly to blame for a general resignation of
spirit and standards, has lost much of its former prestige. Students who saddle
themselves by reading literature, Latin, or philosophy are of uncertain value.
We cannot afford to entertain the classical fancies
of an erudite few; there is
now a temperamental preference for hard knowledge over woolly
speculation.12 So we study
‘communication’ and have forgotten the tender art of consolation or
the restorative capacity of conversation.
Even the study of economics is
suffering from the perception, held among some, that a highly theoretical
subject must be less useful
than its ‘practical’ equivalents. Banish
the thought — if it may be contained at all in such a small outlook of
mind — that much of what we know of the natural world began with
hypothesis, that is, with theory.
Probably some of this decline in standards,
at least in countries which came under the spell of economic rationalism, can be
traced
to the palpable reforms effected under the Thatcher administration. The
1985 Green Paper issued under Sir Keith Joseph spelt out
the government’s
unprecedentedly utilitarian view of university education: universities were to
be more commercial and more
vocational, so to serve the needs of the national
economy ‘more effectively’.13 After Kenneth
Baker’s 1988 Education Reform Act, the Government funded university
education on a contract basis. John Griffith,
Professor of Public Law at the
London School of Economics, compared the destruction of the university system to
the dissolution of
the monasteries.14 Although she
proved her mettle, Mrs Thatcher remarked that ‘it was certainly no part of
my kind of Thatcherism’, to effect
a ‘philistine subordination of
scholarship to the immediate requirements of vocational
training’.15
The ‘ascent of
philistinism’ might be too histrionic a description of the
market-orientation of education. But as recently
as 2004, two Australian
scholars perceptively observed that any reforms in legal education must commence
with frank recognition of
the phenomenon, stating that ‘[t]he first
challenge is for Australian law schools to rethink their relationship with the
legal
profession ... so that legal education aims for more than preparing
students for work in private legal practice’.16
This is a uniquely difficult challenge for legal education since it is almost a
part of its tradition to think of the profession
as the aim and apogee of the
academy.17 The major criticisms of legal education
pointed out the need for ‘practical’ and ‘clinical’
instruction18 which resulted in the integrated
practical legal training module within, for some universities, the law degree
itself.19 That, for better or worse, has made the
intimacy in the union of profession and academy all the greater. It is not
suggested that
the union should be anything other than a happy one, just as no
one should suggest severing the vital connection between hospitals
and faculties
of medicine.
But where does this leave legal education? What prevents
reversion to a 17th century-style clerkship? If the call is for more practical
law graduates, why persist with the academy at all? Is it the efficiency of so
many in the one class at one time? Is it the increasing
complexity of the law
which requires it to be taught as systematically as
theology?20
For whatever reason, the legal
academy’s presence is undeniably stronger and the past 30 years have seen
more law schools planted
than at any other time.21
So highly liberalised is the law degree that it has been expressed, with
some justification, to have replaced the arts degree as the
foundation degree
for further study in the common law world, and dubbed, somewhat derisively, the
‘glorified arts degree’.
The reason we persist with the academy
is because law has a peculiar and amorphous nature requiring at once instruction
in the deep
and penetrating matters with which it deals and the application of
that learning to lively conflicts and questions which arise in
the material
world, often in commercial contexts.
These developments have thus placed
legal education in a contentious position. For some it is to provide a liberal
education, particularly
for the majority who have no wish to pursue a
traditional career in law. For others it is to train professionals who care
little
for the larger questions of law — its relation to other branches of
learning, its method, its effect on society, the source
of its power, why it
commands obedience, whether and how it may be changed — and are content to
know what it is, and how to apply it, aside from what it ought to
be. The ALRC report on Managing Justice stated that ‘Australian
law schools have accepted that their dual mission [is] to provide (or contribute
to, in the case of
combined degrees) a broad liberal education, as well as to
provide a basic grounding for those entering the
profession’.22 If there is a line of demarcation
between these approaches, it is not clear where it falls.
The question is constantly asked by educationists, teachers and
curriculum designers. The answer is of some significance, both to
the teaching
and practice of law. The answer depends upon the line drawn between
‘formalism’ and ‘realism’.
Australian policy is now
less ambivalently focused on promoting an education which
[i]n a changing environment ... is one which promotes intellectual breadth, agility and curiosity; strong analytical and communication skills; and a (moral/ethical) sense of the role and purpose of lawyers in society.23
II THE LEGAL CURRICULUM
A What is Taught in Law School?
A legal education, broadly speaking, has three objectives: faculty, location and cognition.
1 Faculty
Practicing lawyers must comprehend legal principles and processes. The curriculum rightly would include a survey of the substantive corpus of law, for example, the law of obligations, public law and crime as well as the adjectival law, such as the law of evidence and procedure. It would also cover legal method, rules of precedent and formal legal reasoning. A lawyer is not a lawyer until he or she has these arrows in his or her quiver. The lawyer may possess nothing besides and still be a lawyer. But without these, even possessing other admirable qualities, he or she is no lawyer.
2 Location
Locating the law involves the skill of legal research. It is indeed artificial to stress too much the difference between finding, as distinct from understanding, the law; but the Hanoverian adage is still timely; King George III is reputed to have said that a lawyer is not a person who knows the law, but one who knows where to find it.24
3 Cognition
Cognition is the aptitude to synthesise and evaluate
the law. It is said that science breaks apart (analysis) but philosophy pieces
together (synthesis).25 The traditional, formal
approach to law is here described as a ‘facultative’ one because it
demands ‘facility’
with the law as it is. The law is assumed,
operating as a constraint upon free action and positing the boundaries within
which action
is permissible. It may roughly be aligned with science in that it
analyses and breaks apart what is, not venturing to piece back together
so as to find added meaning. It may criticise the operation of the law, but
falls short of
a comprehensive criticism, as it never calls the entity of law
itself into question.
Jurisprudence, as a branch of philosophy, does, on the
contrary, attempt synthesis by piecing together: by refusing to take anything
for granted rather it interrogates the law to its foundations. Its criticism is
thus radical, often devastating, always iconoclastic,
potentially destructive
but stimulatingly renewing. Jurisprudence, one may assume, offers a fertile soil
for the inquiring mind more
worthy than formal, ‘black letter’
analysis. But brilliance of another kind is required of the lawyer engaged, not
in
cognitive criticism, but in formal legal argument. The lawyer’s task is
made perhaps more difficult, and not simpler, by having
to take as far as
possible the law as it is, not as it should be. The line between these
activities is not always easy to draw in
practice.
The essence of a critical
approach to law, as the nomenclature adopted here suggests, is
‘cognition’, quite the way Descartes
meant when he said,
‘Cogito, ergo sum’.26 The formal
black letter of the law, at its extremity, tends to look inside-out. There comes
a point where, like Descartes, the law
is made to look outside-in and in doing
so becomes self-conscious. Self-consciousness is the point at which personality
can be acknowledged
and either reinforced or repressed. It may lead to
self-actualisation as equally as to an unhealthy and disabling introspection.
Of
course, one must avoid the latter: the challenge of legal education is just
that. Legal education must, if its objectives are
to be kept sensible, aim to
strike the right balance between cognition and faculty, or, in terms of
jurisprudence, realism and formalism;
in education science terms, between pure
and applied knowledge; in other words, between theory and practice.
III PHILOSOPHY IN LEGAL EDUCATION
The value of normative philosophy to legal studies is immense. Despite my own approach to the law being formalistic, I cannot deny the importance of any discipline which encourages reflection or which stimulates deep thinking. To reason about ‘ought’ as well as ‘is’ is vital in the broadest sense, not just in the law. There would be no ‘is’ if there were not first an ‘ought’ which spurred corrective action and adjustment. The ‘is’ in democratic systems usually turns out to be a response to what is perceived as the ‘ought’, but even then it is very rare for the ‘is’ and the ‘ought’ to align. Overwhelmingly they do not. There are those who say that the lawyer should not concern himself with ‘ought’ questions.27 To remove normative considerations entirely from the practice of law would be impossible, for it would lead to means without ends, process without purpose. Indeed, one must question whether norm-free laws exist, at least for very long; even a road rule is designed to preserve life, and a tax is the cost of civilisation. But I have another reason why I must admit moral philosophy into the teaching of law; if I do not, I must deny that theory influences practice and so deny the power of ideas. This I am loath to do. Without the idea, there would have been no Reformation, no Enlightenment, no American independence, no Gettysburg Address — in short, no progress. And this is to say nothing of the importance of ideas to science where, perforce, the hypothesis precedes the experiment.
A Law as Philosophy
Law, like theology, is simply a brand of philosophy.
All systematic ways of thinking about or seeing the world amount ultimately to
philosophy. Some philosophies are convincing enough to compel people to modify
their behaviour; others are fit only for the textual
footnote. When the law, in
the realm of contract, describes the world in terms of offer and acceptance, it
is, in truth, developing
labels which it hopes useful to apply to all conduct
fitting a particular description or fulfilling a particular role in the
relations
of humanity. The more ambitious a philosophy, the more encompassing of
human conduct it becomes. The law, indeed, is a most ambitious
philosophy,
requiring for its regulation of human affairs an understanding of all human
conduct. It must assign a place for all action,
a label for all deeds. Only when
it so ascribes significance to conduct can it interpret facts. Ascription is
legal theory at work,
philosophy in action.
It is, therefore, puerile to
conceive of law as existing in its own domain. On the green lawn of wisdom it
occupies a certain corner,
but the same grass grows over all.
B Parallels in Philosophical Thought
Lawyers, unlike most professionals, routinely ask
abstract questions and must, at the proper time, deal in fragile generalities
only
too prone to break like delicate porcelainware. What makes a thing
essentially what it is, for example, a ‘fact’, an
‘employee’, a ‘contractor’, a ‘term’, a
‘representation’, a ‘condition’,
a
‘warranty’, a ‘licence’, a ‘lease’, an
‘order’, a ‘matter’? When is
the taking of life to be
permitted, commissioned or excused? Can one experience non-existence? A
comparison of existence with defects
on the one hand and non-existence on the
other led an Australian judge to quote Ludwig Wittgenstein — ‘Death
is not an
event of life, death is not lived through’ — in search of
an answer.28 Can malice live with
negligence?29
An area of obvious overlap is
causation which has posed perennial problems for lawyers and philosophers. Did
Event A cause Event B,
or did the cause of Event A cause Event B? Can an effect
become a cause, reinforcing the original cause and producing the same effect
in
an intensified form, and so on indefinitely?30 These
are sometimes very difficult matters in fact-specific cases. Generally, the law
is less interested in the true causes of things
than the philosopher.
Acknowledging the presence at times of a multiplicity of contributing and
sufficient factors, the law is more
interested in which of the factors is to be
attributed with causal status for the purpose of allocating responsibility. The
problem
of causation thus becomes, in law, the problem of attribution. For
example, losses resulting from a breach of contract are typically
attributed to
the breach, not to the independent decision of the innocent party to terminate
the contract even when the breaching
party is willing to perform and rectify the
breach.31
Another instance of overlap is the legal
fiction. Where it survives, it still represents an attempt to use scholastic
logic, the kind
inherited through Thomas Aquinas, from Aristotle. Fictions are
appealing because, where a lie stands between a problem and a solution,
it
permits the solution whilst disguising the lie in an otherwise valid sequence of
thought. A fiction, as it were, plays the role
of an incorrect major premise
which, provided the integrity of the syllogism is maintained, does not
invalidate the logical sequence
yielding the conclusion. Syllogism itself, quite
apart from fiction, is commonplace in legal
writing.32 Glanville Williams went so far as to
describe the notion of a non-delegable duty as a ‘logical
fraud’.33 One may enquire as to whether there is
any difference between a logical fraud and a fraudulent logic.
When two
concepts or events are described as mutually exclusive, we apply set theory. One
often reads legislative provisions of the
form, ‘A means not not
A’, or similar variants importing Boolean
logic.34
The problem of subject and object riddles
the law. In the law, one is said to be ‘objective’ (although
Fowler’s
Modern English Usage35
would advise ‘unbiased’, ‘disinterested’,
‘impartial’ and ‘unprejudiced’) by abandoning
so much of
a personal criteria of what is ‘reasonable’ as is not
ubiquitous and then adopting so much of the criteria as is. For
‘ubiquitous’, the Apostle Paul might have used the phrase,
‘common to man’,36 though we could justly
employ ‘prevalent’ or ‘universal’. This elusive set of
criteria is external to the
perceiver-subject and is embodied in an alternative
personality in which the criteria obtain as characteristics. This is the
hypothetical
‘reasonable person’ who houses that right combination
of thoughts, attitudes and idiosyncrasies. One is said to apply
an objective
test by ignoring personal biases — and the biases of the subject
when assessing the reasonableness of its actions — and resorting to the
biases
of the hypothetical, reasonable person. The reasonable person is not
necessarily as ‘objective’ as we are in our resort
to him or her and
indeed may, depending on the degree of objectivity required for a particular
legal test, be reckoned to possess
some of the biases, interests, partialities
and prejudices of the subject person whose views are being replaced. The test is
nonetheless
objective. It is only when the biases of the subject have been
permitted to feature prominently in the reasonable person’s
thinking and
doing that the test has become subjective.37
In the
law, a philosophical approach is both necessary and inescapable. All good
lawyers are philosophers, whether they care to admit
so or not. A great
philosopher’s contribution to a jurisprudential dispute would be very
instructive. The appellate Judge,
Harold Glass was the medallist in philosophy
at the University of Sydney, a prize he shared, not commonly appreciated, with
John
Leslie Mackie, the highly eminent twentieth century philosopher and author
of one of the major works on causation in that century,
The Cement of the
Universe. Who could doubt that when it came time for Mr Justice Glass to
decide any of these questions, he was not at some advantage by his
acquaintance
with abstract discourse?
C History and Law
History is too often considered a peripheral
subject.38 Rarely at the higher levels of schooling is
it made compulsory. Strictly speaking, it is unnecessary for people to possess
vast historical
knowledge and there may be other ways of training the mind to
think clearly and critically about evidence or motive. Students of
English
property law cannot afford to adopt this attitude. The basis, for example, of
tenure in the English tradition, and of modern
conveyancing
practice,39 is neither ownership, nor possession, but
seisin, a sufficiently distinct juridical concept incomprehensible
without some knowledge of medieval history. Even outside property law,
the
lawyer concerns himself very much with history. As Professor Steve Hedley
stated, ‘All legal argument is historical up
to a point. I am not sure
what it would mean for a lawyer not to be a slave of
history’.40
Might history, in another vein,
be the enemy of logic? The insinuation comes through Holmes who once said that
the heart of the law
is not logic, but history, and that, ‘[A] page of
history is worth a volume of logic’,41 pitting
logic against history. By exalting both history and philosophy in
the legal curriculum, have I confused two distinct and opposing sources of
reason? Does the emphasis on a logical discipline
such as philosophy, mean that,
in my practice, a strict rationality would wrongly prevail over ancient lore?
Or, conversely, will
a high regard for history compel me to suspend an otherwise
intellectually satisfying conclusion?
What, Holmes himself would have
averred, history brings to rude, raw logic is the benefit of human experience.
Our knowledge of the
past reactions of humanity to its environment can serve to
temper a rough and rigorous logic. My preferred subjects at school were
always
mathematics and history. It is by no accident that I would decide upon a career
in law, being, at least from my perspective,
a near perfect blend of the two. No
other discipline in the same way allows for the suffusion of logic with
tradition. It could explain
why James Joseph Sylvester and Arthur Cayley, the
well-known algebraists of the 19th century were, when
not reading mathematics, practising barristers. Charles Percy Sanger, whom
Alfred North Whitehead42 described as a
‘brilliant mathematician’,43 joined the
Chancery Bar and was well-known among legal circles for his excellent edition of
Jarman on Wills.
IV A CASE STUDY
A The Ancestry of a ‘Modern’ Debate: A very real philosophical problem paraded in legal garb
Many modern jurisprudential debates, particularly those surrounding method,
originate in the parched pages of the ancients. It is
often disputed whether a
judge comes to an instinctive sense of the correct approach to a legal problem,
or whether the judge consults
the cases first. Put another way, does the judge
reason a priori, or a posteriori,44
deductively or inductively, apply ‘top-down’ or ‘bottom
up’ reasoning?45 Semble, is law an art or
a science? How many law students today know that this dispute is at the heart of
the conflict between Plato’s
nous concept of pure knowledge in the
soul, not dependent on sense-perception, and Aristotle’s emphasis on
perception and experience
whereby one deals first with the concrete, perceivable
facts from which knowledge may be induced? In metaphysics, it is closely related
to the pompously known ‘problem of universals’. Nous is why
Plato looked forward to death, the complete emancipation of the soul from the
inhibitive body; and why in Britain it denotes
practical intelligence.
Philosophers would tell us that nous is why Christians are able to
conceive of Christ as the Word of God,46 or why the
Duke of Wellington remarked that Napoleon was not a person, but a
principle.47 That knowledge and perception debates
continue with alacrity is not surprising. What is surprising is that the mental
landscape in
which the debates were first conducted has been forgotten, as
almost have the original disputants and their thankfully salvaged and
recorded
wisdom.
The historic quarrel resurfaced in Markarian v The
Queen48 where the two schools, Platonic and
Aristotelian, were starkly embodied in McHugh J and Kirby J respectively.
Neither judge quoted
either philosopher. I suspect that a Sir Owen Dixon, a Sir
Victor Windeyer or a Sir Frank Kitto would have. McHugh J favoured sentencing
by
‘instinctive synthesis’ whereby a judge comes to a result after
private assessment of the relevant considerations.
This he variously styled
‘judicial instinct’ and ‘judicial wisdom’. He spurned
the ‘two-tiered’
approach which Kirby J preferred, labelling it a
‘pseudo-science’ since ‘sociological variables do not easily
lend
themselves to mathematisation’.49
Furthermore,
[T]he two-tier sentencer mistakes an illusion of exactitude for the reality of sentencing because there is no method of the sequential arithmetical reasoning [in the two-tier approach] that produces the correct sentence for any case. A sentence can only be the product of human judgment.50
Kirby J, in defence of the ‘two-tiered’ approach to sentencing, honoured the method which most clearly allowed articulation of the reasons behind the sentence imposed:
Judicial officers engaged in sentencing should be encouraged to reveal their processes of reasoning ... The generalised assertion by the sentencer that he or she has acted on ‘instinct’, ‘intuition’ or personal experience ... is not now enough, in my opinion, to meet the standards of reasoning in sentencing that we have come to expect in Australia.51
It is curious that the origin of the controversy was traced back ‘over twenty years’ by Kirby J52 and not the 2 500 years which would have been the more precise estimate of its long life and a surer guide to its provenance.53 Either side could have made use of the learning of minds more exercised in this field of thought. Russell, in his Mysticism and Logic, had this to say about the conflict between instinct and reason:
Are there two ways of knowing, which may be called respectively reason and intuition? And if so, is either to be preferred to the other? ... Of the reality or unreality of the mystic’s world I know nothing. I have no wish to deny it, nor even to declare that the insight which reveals it is not a genuine insight. What I do wish to maintain ... is that insight, untested and unsupported, is an insufficient guarantee of truth, in spite of the fact that much of the most important truth is first suggested by its means. It is common to speak of an opposition between instinct and reason ... But in fact the opposition of instinct and reason is mainly illusory. Instinct, intuition, or insight is what first leads to the belief which subsequent reason confirms or confutes ... Even in the most purely logical realm, it is insight that first arrives at what is new.
Where instinct and reason do sometimes conflict is in regard to single beliefs, held instinctively, and held with such determination that no degree of inconsistency with other beliefs leads to their abandonment. Instinct, like all human faculties, is liable to error. Those in whom reason is weak are often unwilling to admit this as regards themselves, though all admit it in regard to others. Where instinct is least liable to error is in practical matters as to which right judgment is a help to survival: friendship and hostility in others, for instance, are often felt with extraordinary discrimination through very careful disguises. But even in such matters a wrong impression may be given ... It is such considerations that necessitate the harmonising mediation of reason ... In this there is no opposition to instinct as a whole, but only to blind reliance upon some one interesting aspect of instinct to the exclusion of other more commonplace but no less trustworthy aspects. It is such one-sidedness, not instinct itself, that reason aims at correcting.54
Anyone
familiar with law reports can imagine this sort of passage being reproduced
without moment. The whole passage reads as if it
were the utterance of a Lord
Radcliffe or Viscount Haldane.
Contrast the approach of Windeyer J in his
portentious analysis of causation in National Insurance Co of New Zealand Ltd
v Espagne55 where, unlike our two
modern judges, he roamed outside the law into philosophy and discussed JS Mill,
Bradley, Bosanquet, Cicero,
Francis Bacon and St Thomas Aquinas. Of his style,
Heydon J commented extra-judicially:56
He did not only refer to English institutional writers like Bracton, Fleta, Littleton, Fortescue, Coke and Blackstone and English cases ... He analysed Roman law, canon law and the laws of Ancient Greece. He looked at the laws of Modern Europe, Latin America and Quebec. He considered Scots law, Roman-Dutch law and United States law. He referred to the Institutes of Justinian, to the legal works of Puffendorf, Grotius and Pothier, and to Voltaire. He referred to English legislation over four centuries — statutes enacted in 1540, 1552, 1576, 1660, 1661, 1753, 1823, 1835, 1836, 1856, 1857, and 1884 — and to Australian legislation. This result could not have been the result merely of parasitic ‘research’.
Later, Heydon J was able confidently — ‘dogmatically and deliberately’ — to say that:
Those grappling with a legal problem to which one of Windeyer J’s long single judgments is relevant will usually not find a better starting point — or finishing point — than that judgment ... not only technically learned, but rich in its wise and calm understanding of human nature and human conflict.
Philosophy is not without consequences in
the law. It teaches one how to write argumentatively and systematically. It
makes one attentive
to and careful about method. It forces one to be explicit
about premises and to demonstrate how conclusions flow from them. It may
demand
elaborately reasoned answers to the most basic questions.
To revert to the
President of the Court of Appeal of New South Wales, ‘[R]efreshing and
occasionally useful insights may come
through religious studies, history, the
philosophy of the mind or probability theory’.57
This, he asserts, is better than a ‘closed circle of self-referential
ideas’, referring later to Lord Atkin who ‘had
the parable of the
Good Samaritan as much as the existing case-law in mind when he enunciated the
morality-based neighbour principle’.58
V CONCLUSION
It may be that the circumstances in which a lawyer is called upon to create the law arise infrequently. Yet the most formalistic practitioner is often forced to think about the best way to solve a legal problem absent judicial assistance from decided cases. For at least a century now, law across the common law world has been pursued as an academic discipline as much as a professional one and academic instruction has become the gateway to practice. Despite this, an emphasis on the applied over the pure stifles overt acceptance of the importance of theory to practice.59 We have not moved on from Francis Bacon, who said of theory and practice in his Novum Organum, ‘[O]ne without the other is useless and perilous; knowledge that does not generate achievement is a pale and bloodless thing, unworthy of mankind’.60 May we not run an equally perilous risk by attempting to achieve without knowledge, without wisdom? In Holmes’ words, ‘we have too little theory in the law rather than too much’.61
* Associate, Baker and McKenzie, formerly Research Tipstaff to The Hon Justice Keith Mason AC, President, Court of Appeal, New South Wales.
1 Quoted in Daniel Fusfeld, The Age of the Economist (7th ed, 1994) 4.
2 John H Baker, An Introduction to English Legal History (3rd ed, 1990) 195.
3 Ibid 196.
4 Ibid.
5 See generally Margaret Davis, Asking the Law Question (2nd ed, 2002) ch 4.
6 Lord Radcliffe, ‘The lawyer and his times’ (1967), address on the occasion of the 150th anniversary of the Harvard Law School, reproduced in Radcliffe, Not in Feather Beds (1968) 265, 275.
7 See, eg, the development of institutes of technology into universities, such as the New South Wales Institute of Technology into the University of Technology, Sydney.
8 ‘Men should live before they philosophize’.
9 Radcliffe, above n 7, 266.
10 Ian Macfarlane, The Search for Stability (2006) Australian Broadcasting Corporation (ABC) Boyer Lectures.
11 Bertrand Russell, The Conquest of Happiness (1930, 2004) 40–42, 172–74.
12 John Campbell, Margaret Thatcher Volume 2: The Iron Lady (2003) 395–400, 396: Mrs Thatcher’s personal distaste for the intellectual was clear to most who worked with her: ‘Ideas for their own sake did not interest her at all’, 396.
13 Ibid 397.
14 Ibid 399.
15 Ibid 400.
16 Mary Keyes and Richard Johnston, ‘Changing Legal Education: Rhetoric, Reality and Prospects for the Future’ [2004] SydLawRw 26; (2004) 26 Sydney Law Review 537, 538.
17 Ibid 542.
18 Ibid 541.
19 See Australian Law Reform Commission (ALRC), Managing Justice: A Review of the Federal Civil Justice System, Report No 89 (2000) [2.9]–[2.10].
20 It may surprise some to know that the Australian jurist (formerly Justice) Michael McHugh is not a university graduate. And as far as the quality of Diploma education goes, opinions differ, but Meagher JA, on his appointment to the Court of Appeal of New South Wales, as reported in Blackacre (1990) 31, said, ‘I think that for the first time ever we have reached the situation where the Solicitors and Barristers Admissions Board is providing a much better legal education than any of the universities’.
21 Certainly from an Antipodean perspective. For example, the ALRC report, above n 19, [2.14], records that between 1987 to 1997, the number of law schools in Australia more than doubled from 12 to 28. They had already doubled in 1987 from six to 12 since 1960. At that rate, their increase is geometric.
22 ALRC report, above n 19, [2.17].
23 David Weisbrot, ‘From the Dean’s desk’ (1994) 3 Sydney Law School Reports 1.
24 See the ‘Introduction’ to Rob Watt, Concise Legal Research (4th ed, 2001).
25 The celebrated humanist philosopher, Dr Will Durant, was an exponent of this idea. See Will Durant, The Story of Philosophy (1926).
26 ‘I think, therefore I am’.
27 Samuel Johnson, as cited in James Boswell, Life of Johnson (1791, 1992 ed) 11–13: ‘A lawyer has no business with the justice or injustice of the cause which he undertakes, unless his client asks his opinion, and then he is bound to give it honestly. The justice or injustice of the cause is to be decided by the judge’.
28 This was necessary to ask in the context of quantifying the damages suffered by a child born after a failed sterilisation procedure performed negligently. See Harriton v Stephens [2006] HCA 15; (2006) 226 CLR 52, especially Kirby J and his quotation of Wittgenstein, [78].
29 The Queen v Lavender [2005] HCA 37; (2005) 222 CLR 67.
30 See George Orwell’s essay, Politics and the English Language, first published in 1946. In this masterly account of the decadence of the English language, Orwell demonstrates how the decline of thought produces bad English, itself producing greater vagueness and imprecision in thought: ‘But if thought corrupts language, language can also corrupt thought’.
31 Castle Constructions Pty Ltd v Fekala Pty Ltd [2006] NSWCA 133; (2006) 65 NSWLR 648.
32 Note the reference to syllogistic logic by Hayne J in Harriton v Stephens [2006] HCA 15; (2006) 226 CLR 52, [162] and the use of it in Toll (FGCT) Pty Ltd v Alphapharm Pty Ltd (2004) 219 CLR 165, 183 [51]–[54], dealing with the incorporation of terms into contract by signature.
33 Glanville Williams, ‘Liability for Independent Contractors’ [1956] Cambridge Law Journal 180.
34 Cf s 18(2) Crimes Act 1900 (NSW).
35 Sir Ernest Gowers (2nd ed, 1965).
36 I Corinthians 10:13, ‘There hath no temptation taken you but such as is common to man’.
37 The test for provocation under the Crimes Act 1900 (NSW), s 23, is an example where the reasonable person is reckoned to have characteristics of the subject-offender.
38 See Stuart Macintyre, The History Wars (2003).
39 See how even under Torrens legislation, the fact that the medieval tenant did not own his land, but did own the estate in the land, is well illustrated by the form of a Torrens Title Certificate, where the tenant in fee is described as ‘the proprietor of an estate in fee simple’.
40 Steve Hedley, ‘Rival Taxonomies Within Obligations: Is There a Problem?’ (2005) in Simone Degeling, James Edelman (eds) Equity in Commercial Law (2005) 77, 84.
41 Oliver Wendell Holmes, quoted in the preface to the first edition of Windeyer’s Lectures on Legal History (1936).
42 Co-author of the seminal work of formal logic and mathematical philosophy, Principia Mathematica, 1910–13.
43 Alfred North Whitehead in Bertrand Russell, Autobiography (1968). To get an idea of how able a mathematician Sanger was, consider that he was second wrangler in the Cambridge mathematics tripos; Russell was seventh wrangler in his year; Keynes, some years later, was 12th wrangler.
44 Terminology believed first employed by the German philosopher, Immanuel Kant, 1724–1804.
45 See Justice Keith Mason, ‘What is wrong with top-down legal reasoning’? (2004) 78 ALJ 574.
46 Russell, in his History of Western Philosophy (1946), says the author of John’s gospel and the Johannine epistles was influenced by the Platonic discourse.
47 See generally Elizabeth Longford, Wellington — The Years of the Sword (1969).
48 (2005) 215 ALR 213.
49 Ibid [52].
50 Ibid.
51 Ibid [135].
52 Ibid [110], [139].
53 (2005) 215 ALR 213, [139].
54 Russell, Selected Papers (1927) 28–31.
55 [1961] HCA 15; (1961) 105 CLR 569, 583–601.
56 JD Heydon, ‘Outstanding Australian Judges’ (2005) 7 The Judicial Review 255, 267; remarking particularly upon Windeyer J’s judgment in Attorney General (Vic) v Commonwealth [1962] HCA 37; (1962) 107 CLR 529, 576–600.
57 Mason, above n 45, 584.
58 Ibid.
59 This is a trend in vocation-based education today, not unique to law.
60 Durant, above n 25, 133.
61 Oliver Wendell Holmes, Jr, ‘The Path of the Law’ (1897) 10 Harvard Law Review 457, 476.
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