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INTEGRATING PROCEDURE, ADR AND SKILLS: NEW TEACHING
AND LEARNING FOR NEW DISPUTE RESOLUTION PROCESSES
KATHY MACK*
INTRODUCTION
For some time, I have been interested in clinical
legal education in the broadest sense, as a method of teaching and learning, and
as a substantive focus for teaching and research.1 As a
method, it incorporates the key elements of structured experience and
reflection, elaborated below.2 As a substantive focus,
it looks at what lawyers really do and what really happens in practice. I have
regularly argued that both
aspects of clinical legal education can and should be
introduced into the LLB, even in quite large classes. Clinical legal education
methods and insights can be effectively combined with conventional legal
education to further the goals of legal education.
This paper elaborates on
those teaching and learning ideas, in the specific context of teaching civil
procedure. Some background about
the goals of legal education and the changing
patterns of legal education in Australia is necessary. This leads to a
recognition
of the importance of addressing the changing dispute resolution
processes in Australia and the skills and understanding law graduates
need,
especially a broad grounding in values and ethics. The second part of the paper
describes a program designed to integrate theoretical,
critical and practical
approaches to the formal rules of civil litigation. As well as covering formal
rules and practices, this program
considered the reality of settlement in
litigation and examined mediation and other forms of dispute resolution, in
light of ideas
about the nature of civil justice and the moral and ethical
dimensions of legal practice.
LEGAL EDUCATION
Legal education is often characterised as torn between
two competing goals: training professional practitioners and providing liberal
education as part of a university.3 It is important to
recognise and reconcile these apparently diverse goals. Ideally, university
education should enable students to
acquire, develop and use information and
ideas for themselves, and to apply, evaluate and connect diverse new ideas and
information.
As recognised by the Pearce report, the core functions of law
schools must also include theoretical and critical
dimensions.4 Law schools must enable graduates to
critically analyse legal institutions and the place of law and legal
institutions in society
and encourage scholarship which develops broader
doctrinal and theoretical understandings of law. Law schools have a distinctive
intellectual obligation to expand all aspects of legal knowledge.
At the
same time, legal education necessarily includes a competence component, but it
must be generalisable. Law changes and legal
education must stress the
“dynamic nature of law” and not treat law as a set of
“stagnant propositions”.5 Students must be
able to locate, understand and apply new law, rather than reproducing doctrines
learned in law school. Legal practice
changes as well. The preliminary statement
of the Lord Chancellor’s Advisory Committee on Legal Education and Conduct
identified
the need for lawyers to be capable of responding to rapid changes in
law and society, including the increasing diversity in the legal
profession.6 Increasingly, many law graduates will not
practice law at all. For all these reasons, competence in legal education cannot
be limited
to knowledge of legal rules and skill at legal analysis and
adversarial advocacy. Legal education must include transferable skills
as well
as the intellectual abilities expected of all university graduates. The changing
nature of law, legal practice, and the future
careers of law graduates also
demand a greater stress on ethical values in a broad
sense.7 The Australian Law Reform Commission has
recognised this need to “encompass broader considerations of legal and
social ethics”.8
More than ten years ago, the
Pearce Report stated that most Australian law schools teach neither theory nor
practice, but doctrine.9 Legal education in Australia
depended largely on exposition of substantive legal doctrine in lecture, through
examination of appellate
judicial decisions, legislation and important academic
commentary. A practical or critical perspective, within the compulsory core
of
legal education was fairly unusual.
This “expository
tradition”,10 with its emphasis on appellate
cases, has distorted legal education. Insistence on the process of
“analysis, exposition and
argumentation about legal
doctrine”11 derived from appellate cases assumes
dispute resolution in court, or at least pursuant to
law.12 Treating adversary litigation as central in this
way contributes to the adversary culture.13 There is an
irony in this criticism of the case method, as case reading was introduced as a
form of law in action. Compared to legislation
and treatises, cases had real
facts and real people; they were easy to use and
free.14 The emphasis on their use has, however, put
litigation at the centre, with its either/or, win/lose focus, and limited
attention to
whether settlement could or should be
achieved.15 It has confined discussion within the
existing system, discouraged criticism16 and caused
legal education to lack exposure to alternative
views.17
Riskin and Westbrook summarise the
weaknesses of conventional legal education as: dominance of doctrine, including
the dominance of
substance over process; a focus on adversarial procedure, in
which the lawyer acts as hired gun; insufficient attention to the lawyer’s
role as problem solver; and inadequate exposure to skills of interviewing,
counselling and negotiation.18 Other critics argue that
university legal education is simply not doing the professional training job
expected of it and that law
graduates lack the skills or competence necessary
before they can be released upon an unsuspecting
public.19
The criticisms above are quite broad and
general and, to be fair, are no longer generally applicable to Australian law
schools, if
they ever were. Many Australian law schools, perhaps especially the
newer schools, pay substantial attention to critical theory,
consider law in
context, and integrate skills with the undergraduate curriculum. Most law
schools now recognise that the challenge
for legal education is “...the
integration of doctrine, theory, ... practice [and ethics] into a unified,
coherent curriculum.”20
TEACHING PROCEDURE AND TEACHING SKILLS21
As well as the general criticisms discussed above, there are some specific criticisms of the way procedure has been taught, when compared to this ideal unified curriculum, and, even when skills are taught in the LLB, similar objections are sometimes made.
The traditional procedure course has some significant weaknesses: it places undue emphasis on abstract detached analysis of cases and rules; it practically ignores the real world context of informal processes and pragmatic lawyering skills in which those rules are embedded; and it overemphasises the adversarial mentality. In the context of an overall curriculum that shares these same weaknesses, the need for improvements is even more compelling.22
Although
this is a description of US law schools, it may be equally applicable in
Australia.23 As with legal education generally, civil
procedure can be taught in a way that is neither theory nor practice, only
doctrine.
Related and similar criticisms can be made of skills components,
such as interviewing/counselling, negotiation and advocacy. A skills
component
(wherever taught) can intensify the focus on adversary litigation as central and
reinforce the false image of litigation
and trial as the dispute resolution
norm. Riskin and Westbrook describe a “lawyer’s philosophical
map”, in which
disputants are adversaries, the outcome is win/lose and the
dispute is resolved according to a substantive legal
rule.24 Students absorb these assumptions very well.
When put into a lawyer role in a skills activity, without substantial
preparation, students
tend to emulate extreme or stereotypic lawyer
behaviour.25 Carrie Menkel–Meadow argues that a
well educated lawyer solves problems and facilitates relations and
transactions.26 Fisher and Jackson point out the gap
between what law students are sometimes taught in a professional skills activity
and what lawyers
really do; they suggest that, rather than teaching the
“skills of battle”, law students should learn “skills of
peace”.27
Another concern about the way
procedure is taught and the ways skills are taught is their relationship with
ethics and professional
responsibility. In a procedure course as well as a
skills component, consideration of ethics may be limited to attention to formal
rules of professional conduct or adversarial
etiquette.28 Adversarial strategy can too easily be
used to ignore the moral complexity of much that lawyers do.29
WHY INTEGRATE ADR30 WITH CIVIL PROCEDURE AND WITH SKILLS ACTIVITIES?
A recurring issue in legal education is the tension
between mainstream and special focus subjects. For example, should there be a
separate introductory course on case reading and statutory interpretation, or
should these be taught when a judicial decision or
legislation is first
encountered early in a substantive law course, or both? Similar curricular
issues arise with considerations
of race, gender, ethics, or theory, and the
same question arises with ADR, procedure and skills. Should there be a separate
procedure
topic, a separate ADR topic, a separate skills or lawyering topic? Or,
should any or all of these be integrated with substantive
law topics? What
should be covered in a foundation first year introduction and what should be in
the later years or in pre–professional
practical legal training
(PLT)?31 As I have argued elsewhere, I reject divisions
such as theory and practice, or procedure and
substance,32 so in this context, I support integration
of ADR, procedure, substantive law and skills, in first year and in later years,
with specialist
optional topics for those with greater interest.
Forms of
dispute resolution other than litigation are expanding rapidly and students must
know about them.33 Treating ADR and procedure together
is also a more accurate description of the real legal system; the civil trial
is, practically,
a rarely used form of dispute resolution, as most cases settle
before/during litigation.34 “ADR is a piece of
the process puzzle that is missing from the picture of litigation we present to
students.”35 Combining ADR and ,procedure enables
us to break away from a false image of litigation as the norm, as what ought to
happen. It also
illuminates the strategic and practical relationship between
various stages of litigation and the parallel settlement processes.
Teaching ADR
along with litigation and civil procedure helps to legitimate ADR
processes,36 but it does not necessarily mean endorsing
all forms of court–annexed ADR or an increased judicial role in
settlement.37
Because ADR often employs an
interest–based, problem solving mode of thought rarely demonstrated or
discussed in a traditional
procedure classes, integrating ADR with procedure
facilitates a critical understanding of adversary and cooperative
processes.38 Teaching ADR raises the question of the
values reflected in ADR and how these values relate to aims and objectives of
civil justice.39 considering ADR and procedure together
raises important policy questions, such as the nature of and justifications for
party control
or the detached role of the judge, as well as problems of access,
cost, or power imbalance.40 Bush describes how
observation of ADR and classroom discussion identifies unstated assumptions
about dispute resolution and civil
justice, and then allows them to be
questioned.41 For example, students expressed concern
about a mediator’s behaviour whose management of the process revealed a
preference
for a particular outcome. Discussing this concern identified implicit
student beliefs that “choice” is a paramount
value.42 Similarly, a concern when legal rules were
ignored by an arbitrator, clearly not bound by law, exposed assumptions that
justice is
achieved primarily by applying legal
rules.43
Integrating ADR with procedure challenges
the traditional role of a lawyer and expands what it means to be a
lawyer.44 “By presenting problem–solving as
an integral part of the regular work of a lawyer, we can balance the adversarial
mentality
we continually reinforce... [in other
ways]”45 Law students and lawyers would often
prefer to be problem solvers; being a zealous advocate, as that role has been
constructed, does
not produce satisfaction for many in the legal
profession.46
Critical examination of the real
world of dispute resolution will naturally raise concerns of access to justice
and compel consideration
of dominance and disadvantage and diversity, of gender,
class, race, sexuality, and power.47 Teaching
effectively about these questions requires us to draw on theory and especially
what is called “outsider” legal
scholarship, based on gender, race,
critical legal studies and some of law and
literature.48 This scholarship is often criticised as
impractical,49 but its value is in deepening
understanding of self and of others and understanding the world as something
people see and experience
differently. For a law student or legal practitioner
or judge to grasp these profound differences in perspective leads to valuable
practical insights about basic practice skills such as interviewing,
counselling, negotiation, witness examination and advocacy.
Recognising
difference in this sense will also generate substantial questions about the very
nature of law and justice which all
participants in the legal system must
consider. Linking these questions to a concern about process leads to
identification and examination
of assumptions about the relation between
law/power/process and emphasises the ambiguous and morally complex real world.
These insights
reinforce the need for law schools to teach ethics in the
broadest sense.50
Part of the wider,
non–adversarial, problem–solving orientation of ADR is a recognition
of the importance of interpersonal
communication skills such as listening, in
addition to the intellectual, analytic abilities traditional legal education
fosters,
and in addition to the adversarial advocacy skills fostered by some
practical training programs. At the very least, integration of
ADR and
litigation will lead to an appreciation of practical skills and a recognition
that ADR skills, especially listening, are
actually central to all
lawyering.51
Integrating ADR with procedure and
skills activities enables/ encourages greater use of experiential teaching and
learning methods,
which produces distinctive
benefits.52 This teaching and learning method draws on
a four–stage model articulated by Kolb and Fry which includes experience,
reflection,
abstract generalisation, then testing of the insight, which leads to
new experience.53 This method enhances an important
goal of legal education: to “...teach students a method for learning from
their experiences,
then by applying this method, [to] continue to learn. ..after
formal professional education...”54
Experiential learning also “make[s] the process of litigation come to
life, and give[s] students a more concrete and realistic
understanding of how it
really functions”.55 Students can understand the
issues better if they have some familiarity with or exposure to the tasks
involved in ADR or civil procedure”.56 [S]tudents
are more interested and learn more theory and more practice when they
participate in the process” either by actively
doing a task or through
critique of actual work.57
Integrating experience
and skills effectively requires careful planning and attention to teaching
method. Just as not every case or
group of cases achieves learning goals, not
every experience leads to useful learning, so the experiences must be carefully
selected
or structured,58 At the same time, practice
alone or experience alone will not necessarily lead to useful learning.
“Only experience that is
reflected upon seriously will yield its full
measure of learning....”59
Context is important as well.60 ADR and legal
doctrine operate in particular contexts and are used to achieve particular
goals, so learning must connect with or
recreate that context and the objectives
that are part of the context. For example, procedural rules are used by
practitioners to
solve a problem or complete a particular task, as part of
assisting a client. When a practitioner needs to draft a statement of claim,
the
rules are consulted to see what is required, permitted, or forbidden, then the
rules are applied to the task. Recreating this
context will assist the students
to learn and understand procedural rules. A forced march through the rules in
sequence as a text
will be much less effective.
An important way to achieve
the diverse aims of legal. education, especially with regard to civil procedure
and ADR, is to use a version
of the four stage model of teaching and learning
which usefully incorporates actual experience.61 The
first stage is background information on the process, the skill, the rules to be
studied, including description, empirical research,
critical analysis, policy,
ethics and theory. Next is a concrete experience, which can take a number of
forms. Perhaps the most elaborate
is direct involvement in and responsibility
for a task which is part of an actual dispute resolution process, such as
through an
inhouse clinic or placement. More usually, students will participate
in a simulation, either in lawyer role or in some other capacity
which models
some aspect of dispute resolution or lawyering. Alternatively, students may
personally observe all or part of an actual
(or simulated) dispute resolution
process as it happens; or they may see a video of all or part of an actual (or
simulated) dispute
resolution process; or they may be given a case study,
consisting of written materials. The final stages include analysis, reflection
and discussion of the actual or vicarious experience, incorporating
self–reflection and the views and observations of other
students and
teachers. This is related back to the substantive law, policy and theory
introduced at the beginning.
To be most effective, this learning sequence
would be linked to knowledge or experience which the students already have of
disputes
and their resolution;62 it would include group
work,63 occur at several different points in the
curriculum, beginning in first year64 and would involve
a progression from simpler to more complex
situations.65
IMPLEMENTING THESE IDEAS IN A PROCEDURE COURSE
In 1995, the University of Adelaide decided to
reintroduce a subject in procedure, stressing the integration of practical and
conceptual
components, using new teaching methods and materials. To support this
initiative, the University awarded a teaching development grant,
which created
the opportunity to apply some of the ideas articulated above. Planning the
subject began with a review of the literature
and consultation with legal
practitioners. With the help of a research assistant, we reviewed academic
writing on methods for teaching
procedure and dispute resolution, legal
professional journals regarding current issues in procedure and ADR, and
discussions of theoretical
and policy perspectives from the US and the UK as
well as Australia. Because reform of civil procedure has recently been such an
important academic and practical question, the current literature is
particularly rich, in the US and the UK, as well as Australia.
Other procedure
teachers around Australia very generously shared ideas, videos, practical
exercises and other teaching and research
materials.
Legal practitioners and
judicial officers helped us to identify important current practical issues in
procedure. Areas which were
most frequently mentioned as needing attention
included lawyer–client relations, pleading, discovery, case flow
management,
incentives to encourage settlement, as well as various alternative
dispute resolution mechanisms. Practitioners provided suitably
modified case
files and documents to be used as course materials or loaned training videos and
practice manuals. Based on this research,
we developed the content, structure,
materials, teaching methods, and assessment for the topic. There were a number
of constraints
in choosing the content. We were limited to only one semester, we
were mindful of the Priestley requirements, and we were also concerned
to avoid
too much particularity (for example, file x document within 21 days of the
event). Originally, we considered a thematic
comparative structure, examining
litigation and ADR together, in parallel, but this became unwieldy, so we ended
up with an essentially
sequential or chronological structure with thematic
links.
We formulated broad, inclusive objectives for the topic, as stated in
the course guide.
This course aims to acquaint students, at both conceptual and practical levels, with the various procedures, informal and formal, which exist for the resolution of civil disputes. It will provide an opportunity to examine law as a concrete practice in specific contexts, with important moral and ethical dimensions, relating theory, doctrine, rules and practice. In addition, in the first lecture, we conducted an interactive exercise, asking the students to identify their own goals for the topic. The goals they expressed were:
Original
teaching materials developed especially for the course included modifications of
actual case files; a specially edited video
on lawyer–client interviewing;
a specially made video on mediation; and materials for practical exercises.
Rather than a textbook,
students used the Rules of the Supreme Court, District
Court and Magistrates’ Court and the Rules of Professional Conduct;
read
selected judicial decisions; and considered critical and empirical research
about the nature of civil justice and the moral
and ethical dimensions of legal
practice.
We used a variety of teaching methods, in an attempt to match the
learning process with the learning objectives. Large classes included
lectures
from two members of the full–time academic staff; videos; brief,
interactive demonstrations and discussions; panel
discussions with practitioners
and judges addressing key issues; and other guest speakers. The small group
classes were taught with
the assistance of recent graduates and practitioners.
These classes included interactive exercises on listening, interviewing,
pleadings,
discovery, and negotiation, and discussions of cross–vesting
jurisdiction, standards for lawyer–mediators and civil justice
reform.
Choosing assessment for the course was particularly challenging, as student
expectations about assessment really drive their attention
and their
learning.66 Assessment included a mark for preparation
and participation in the small group classes (which included the practical
exercises),
an exam, and an optional written assignment. In lieu of a
conventional research essay, students could choose to be assessed on their
written plans for and subsequent reports on their experience in the interviewing
or negotiation exercise, requiring reflection on
substantive content, outcome
and process. The exam, based on case documents distributed in
advance,67 included problems requiring analysis and
application of procedural rules, consideration of dispute resolution methods and
discussion
of broader issues about the nature of civil justice and the
appropriate roles of legal representatives and the judiciary.
The practical
exercises were a particularly effective feature of the course. Most of these
were built around a particular dispute
over an agreement for the sale of land.
After an initial tutorial with a role play emphasising the importance of
listening as a skill,
the first practical exercise involved a simulated client
interview, with some students acting as clients and others as lawyers. Other
exercises required students to draft pleadings, assess whether documents were
discoverable, and attempt to negotiate a settlement.
Materials used for these
exercises comprised case file materials, setting up the activity; background
reading on techniques and formal
rules. Materials also included consideration of
ethical issues, power relations, and cooperative processes; information about
planning
for the activity with a requirement of appropriate written preparation;
and guidance for self assessment and peer assessment. The
exercises emphasised
direct practical application of rules, techniques and concepts to a particular
case as well as how to reflect
on and thus learn from their own experience.
Class discussions allowed consideration of theoretical, critical and ethical
issues.
A particularly important aspect of these exercises was the very
strong emphasis on a relatively formal clinical method: planning,
activity,
reflection and abstract generalisation. In the negotiation and interview
exercises, all students were required to produce
a written plan or preparation,
to engage in the activity, and then to prepare written self–assessment and
provide written feedback
for the other participant. In other exercises, students
were required to produce some sort of written preparation, and the tutorial
process provided feedback. In this way, students acquired methods which will
enable them to continue to learn from their own experience,
in the absence of a
teacher.
It is especially important to think about the purposes and uses of
the practical exercises. For example, the purpose of a simple,
in–class
exercise in interviewing is not primarily or even substantially to teach
students the particular skill involved. They
may become better listeners, but
what is more important is that the students understand that listening is a
skill, and, when confronted
with a situation that demands it, they will be aware
of the need for appropriate learning. The opportunity to draft one pleading
document will not make them experts at pleading, but will enable them to
understand some aspects of legal and fact analysis. The
purpose of an informal
moot is not to teach students, in one 10–minute session, to be barristers.
The more realistic and appropriate
goal is to enable students to understand the
very particular process of argument which leads to a judicial decision, and the
analysis
necessary to construct and test that argument.
These experiences
can generate valuable insights, such as understanding that facts are constructed
by all the participants in a legal
dispute, in a variety of ways, rather than
existing in a neat bundle labelled “contract” or
“fraud”. Professor
Galanter uses a class in negotiation “as a
platform for intellectual reorganisation of the law school
experience”.68 An opportunity is created for the
students to understand the dynamic context in which law operates and to use this
to gain a deeper
understanding of the sometimes questionable or arbitrary
assumptions which underlie much of formal legal process and analysis. Critical
scholarship is especially valuable here, as it provides a framework for students
to develop their new understanding of the profoundly
different ways people
experience the world.
Integrating consideration of different dispute
resolution processes, especially facilitative interest based mediation, helps
make
explicit the critical, questioning focus of legal education. ADR was
considered in a number of ways. We began with the idea of lawyers
themselves as
dispute resolvers or problem solvers, which may occur simply by giving advice to
a client or making an inquiry or request
on a client’s behalf. Readings
and lectures described different processes, claims of advantages and
disadvantages, and raised
issues about the integration of ADR with court
processes. An experienced arbitrator presented a case study of an arbitration.
Students
discussed and prepared a submission on draft standards for
lawyer–mediators. Role plays in class, followed by discussion, illustrated
cooperative and competitive processes. Perhaps most effective was a video of a
mediation of the dispute which was the basis for the
earlier drafting and
negotiation exercises. This very effectively illustrated the particular features
of a professionally conducted
mediation, with a well–trained, skilled
mediator. Students could compare this process in a very concrete way with formal
litigation
and with settlement negotiations between legal representatives. This
enabled a more perceptive consideration of the positive and
negative aspects of
mediation itself, as well as the values and risks of including some forms of
mediation as part of the court’s
processes.
Questions of professional
responsibility and ethics were a consistent theme, arising almost every week in
readings, lectures from
academic staff and practitioners, discussions and
practical exercises. The formal rules for professional conduct were regularly
referred
to and subjected to critical scrutiny. Ethical aspects of the practical
exercises (especially interviewing, discovery, and negotiation)
were directly
addressed in the preliminary materials, in the self–assessment and
feedback, and in class discussion. When an
ethical dilemma arises during a
simulation, students experience the difficulty of actually making a choice more
intensely than in
an abstract discussion of what ought to be
done.69 In this way, we emphasised that professional
competence must include a deeper conception of ethics and
morality.70
Student reaction was generally very
positive. Student enthusiasm, effort, and attendance were high. Students
appeared to understand
and share the goals of the subject; the standard of
preparation and tutorial performance was very high. Detailed student
questionnaires
administered in the last week of classes reveal that students
agreed very strongly that the subject showed how theory was related
to practice.
Though they thought the workload was very heavy, they rated the practical
exercises and the videos as valuable for understanding
the subject and in
achieving the aims of the subject. The videos were especially praised for
showing the theory–practice connection.
Students welcomed the use of
panels to present varied professional points of view and most felt that they had
developed skills needed
by legal professionals. Whether students have
actually developed those skills, and the insight to use their abilities
responsibly, will only be established in the years to come.
Not every aspect
of a subject like this is perfect, however. As Bush discovered in teaching
through student observation of actual
ADR sessions, students sometimes tended to
overfocus on substance and underfocus on process.71
Students seemed to have a limited process consciousness, which is perhaps a
natural result of law study. Flexible, generalisable
education, which emphasises
theory, may be swimming against a tide of student and professional expectations.
Student comments showed
a preference for more practical coverage and a slight
preference for less theory. They were relatively tolerant of theory in this
instance, perhaps because the link to practice was strongly stressed. At the
same time, some members of the legal and judicial professions
have unrealistic
expectations about the knowledge and skills students can actually achieve in any
academic environment. Some professional
practice learning requires professional
practice contexts, and even the best simulation cannot provide it.
The
biggest difficulty with teaching a course of this sort is resources. Designing a
course and teaching in the ways described takes
a great deal more time and
energy from academic staff and support from legal practitioners than
conventional teaching. Developing
this course was really only possible because
of a substantial grant which provided research assistance, funds to purchase or
prepare
materials and release time from teaching. Perhaps most important are
tolerant and supportive colleagues who participate in and support
such
developments.
CONCLUSION
As stated earlier, the challenge for legal education
is “...the integration of doctrine, theory ... practice [and ethics] into
a unified, coherent curriculum.72 Integrating ADR and
procedure with experiential skills components provides an excellent opportunity
to move towards this coherence.
It allows teachers and students to move away
from materials and practices that promote litigation and an adversary mindset,
and to
use skills as a starting point for a critical and theoretical evaluation
of law and legal practice. Jennifer David has described
the Utopia of ADR in law
schools as the inclusion of ADR in every topic.73
Carrie Menkel–Meadow’s more modest ideal curriculum includes a first
year introduction, more specialised work on skills
processes with simulated and
real case work in later years, and, finally, an in–depth exploration of
jurisprudential and policy
questions.74
We are
working towards this ideal at Flinders. In the first year Introduction to Law
subject, taught in conjunction with Torts, we
consider issues of
lawyer–client relations, procedure, ADR and access to justice. All
students have a brief experience of interviewing,
negotiation, drafting a
statement of claim and informal advocacy which is followed up by a substantial
component of legal theory.
Later year substantive subjects include more focused,
elaborate activities covering interviewing, negotiation, mooting and drafting.
There is a separate Dispute Resolution optional subject, and ADR is considered
in the Litigation subject, usually taken in the final
year. We have specific
plans to incorporate more group work and to consider ethical issues in a more
consistent way throughout the
curriculum.
Integrating ADR and procedure with
practical skills helps us understand the unbreakable nexus between substantive
law, legal process
and lawyer tasks,75 and between
theory and practice.76 The curriculum at Flinders will
continue to emphasise practical, theoretical and ethical perspectives on the
civil justice process.
* Associate Professor, Law School, Flinders University, Adelaide, Australia. An earlier version of this paper was delivered at a conference, Beyond The Adversarial System: Changing Roles And Skills For Courts, Tribunals And Practitioners: Educating For Change, 10–11 July, 1997.
©1998. [1998] LegEdRev 4; (1998) 9 Legal Educ Rev 83.
1 K Mack, Bringing Clinical Learning into a Conventional Classroom [1993] LegEdRev 4; (1993) 4 Legal Educ Rev 89.
2 AG Amsterdam, Clinical Legal Education – A 21st Century Perspective (1984) 34 J Legal Educ 612, at 616–617.
3 D Pearce, E Campbell, & D Harding Australian Law Schools: A Discipline Assessment for the Commonwealth Tertiary Education Commission (The Pearce Report) (Canberra, AGE, 1987) Summary, Chapter 1.
4 Id at 24–28.
5 A Halpin & P Palmer, Acquiring Values (1996) 146 (3) New LJ Practitioner 1357, at 1358.
6 Id.
7 Halpin & Palmer, supra note 5.
8 Australian Law Reform Commission, Review of the Adversarial System of Litigation: Rethinking the Federal Civil Litigation System, (Issues Paper 20) (Sydney: The Commission, 1997) para 11.24, at 102.
9 Pearce, Campbell, & Harding, supra, note 3 at 27, 30.
10 R Cranston, Law and Society: A Different Approach to Legal Education [1978] MonashULawRw 12; (1978) 5 Mon LR 54 at 54–55.
11 W Twining, Alternatives to What? Theories of Litigation, Procedure and Dispute Settlement in Anglo–American Jurisprudence: Some Neglected Classics (1993) 56 MLR 380, at 382 cited in R Calver, The Teaching of Commercial Alternative Dispute Resolution: Problems and Opportunities, paper presented at the Professional Legal Skills Conference, Bond University, 10–11 February 1994, at 3–4.
12 LL Riskin & JE Westbrook, Integrating Dispute Resolution in Standard First Year Courses: the Missouri Plan (1989) 39 J Legal Educ 509, at 514, quoted in Calver, supra note 11, at 5.
13 Australian Law Reform Commission, supra note 8, at 102.
14 R Fisher & W Jackson, Teaching the Skills of Settlement (1993) 46 SMU L Rev 1985, at 1992.
15 Id at 1993.
16 Cranston, supra note 10, at 58.
17 Australian Law Reform Commission, supra note 8, at 102.
18 Riskin & Westbrook, supra note 12, at 509–510.
19 HT Edwards, The Growing Disjunction between Legal Education and the Legal Profession (1992) 91 Mich L Rev 34 (also attacking the emphasis on theoretical rather than doctrinal scholarship by elite US law schools) and the American Bar Association, Legal Education and Professional Development – An Educational Continuum/Report of the Task Force on Law Schools and the Profession: Narrowing the Gap, known as the McCrate Report (Chicago: ABA, 1992).
20 P Spiegelman, Integrating Doctrine, Theory and Practice in Law School Curriculum: The Logic of Jake’s Ladder in the Context of Amy’s Web (1988) 38 J Legal Educ 243, at 245.
21 For the purpose of this paper, the term “skills” refers primarily to interpersonal skills such as interviewing/counselling, negotiation and advocacy, though some of the comments may also be applicable to other skills such as drafting.
22 P Spiegelman, Civil Procedure and Alternative Dispute Resolution: The Lawyer’s Role and Opportunity for Change (1987) 37 J Legal Educ 26, at 27.
23 R Calver, Teaching ADR in Australian Law Schools: A Study (1996) 2 CDRJ 209.
24 Riskin & Westbrook, supra note 12, at 520.
25 P Bergman, A Sherr, & R Burridge, Learning from Experience: Nonlegally Specific Role Plays (1987) 37 J Legal Educ 535, at 542.
26 C Menkel–Meadow, To Solve Problems, Not Make Them: Integrating ADR in the Law School Curriculum (1993) 46 SMU L Rev 1995, at 1995.
27 Fisher & Jackson, supra note 14, at 1985.
28 A Goldsmith, Heroes or Technicians: The Moral Capacities of Tomorrow’s Lawyers (1998) 16 Journal of Prof Legal Education 1.
29 D Rhode, Professional Responsibility (Boston: Little Brown, 1994); D Luban, The Adversary Excuse in D Luban ed, The Good Lawyer: lawyers’ rules and lawyers’ ethics (Totowa, NJ, USA: Rowman & Allanheld, 1984).
30 I am using the term ADR to refer to methods other than court–based adversary adjudication for resolving disputes between two or more parties. This use of ADR as an acronym for “alternative” dispute resolution is criticised as inaccurate and misleading, because it implies that litigation is the normal or standard or ideal dispute resolution method. See for example H Astor & C Chinkin, Dispute Resolution in Australia (Sydney: Butterworths, 1992) 67. Other suggested terms include “additional” dispute resolution, “appropriate” dispute resolution, “complementary” dispute resolution or, as in the Family Law Act, “primary” dispute resolution. Nonetheless, it is now accepted practice to use the term ADR as a term of art on its own to describe dispute resolution methods other than litigation.
31 J David, Integrating Alternative Dispute Resolution (ADR) in Law Schools (1991) 2 ADRJ 5; S Carr–Gregg, Alternative Dispute Resolution in Practical Legal Training – Too Little, Too Late? (1992) 10 Journal of Prof Legal Education 23; Menkel–Meadow, supra note 26.
32 Mack, supra note 1; K Mack & R Hunter, Exclusion and Silence: Procedure and Evidence, in R Owens & N Naffine ed, Sexing the Subject of Law (Sydney: Law Book Company, 1997) 171.
33 Riskin & Westbrook, supra note 12.
34 Menkel–Meadow, supra note 26.
35 Spiegelman, supra note 22, at 27.
36 RAB Bush, Using Process Observation to Teach Alternative Dispute Resolution: Alternatives to Simulation (1987) 37 J Legal Educ 46, at 48, 55.
37 J Resnik, “Many Doors? Closing Doors? ADR and Adjudication (1994) Ohio St J on Disp Resol 211; S Roberts, ADR and Civil Justice: An Unresolved Relationship” (1993) 56 MLR 452; M Galanter & M Cahill, “Most Cases Settle’: Judicial Promotion and Regulation of Settlements (1994) 46 Stan L Rev 1339.
38 Menkel–Meadow, supra note 26; Spiegelman, supra note 22; Bush, supra note 36.
39 Calver, supra note 12.
40 Menkel–Meadow, supra note 26, at 1998–1999.
41 Bush, supra note 36, at 55.
42 Id at 53.
43 Id at 54.
44 Menkel–Meadow, supra note 26; Calver, supra note 12.
45 Spiegelman, supra note 22, at 27.
46 Menkel–Meadow, supra note 26, at 1995.
47 R Dinerstein, Clinical Texts and Contexts (1992) 39 UCLA L Rev 697, at 721.
48 See, for example, R Delgado, Legal Storytelling: Storytelling for Oppositionists and Others: A Plea for Narrative (1989) 87 Mich L Rev 2411; P Williams, The Alchemy of Race and Rights (Cambridge: Harvard University Press, 1991).
49 HT Edwards, The Growing Disjunction between Legal Education and the Legal Profession (1992) 91 Mich L Rev 34.
50 J Rifkin, Teaching Mediation: A Feminist Perspective on the Study of Law in M Culley & C Portuges eds, Gendered Subjects: The Dynamics of Feminist Teaching (Boston: Routledge & Kegan Paul, 1985) 104; Goldsmith, supra note 28.
51 Menkel–Meadow, supra note 26; Calver, supra note 12 at 9 , 11 .
52 Menkel–Meadow, supra note 26.
53 D Kolb & R Fry, Toward an Applied Theory of Experiential Learning, in CL Cooper, Theories of Group Processes (New York: 1975) cited in Bergman, Sherr, & Burridge, supra note 25, at 536–537. A more elaborate version of this model can be found in D Kolb, Experiential Learning: Experience as a Source of Learning and Development (Englewood Cliffs, NJ, USA: Prentice Hall, 1984) cited in M LeBrun & R Johnstone, The Quiet (R)evolution Improving Student Learning in Law (Sydney: Law Book Company, 1994) 78–79.
54 K Kreiling, Clinical Legal Education and Lawyer Competency: The Process of Learning to Learn from Experience through Properly Structured Clinical Supervision (1981) 40 Maryland L Rev 284, at 285.
55 Spiegelman, supra note 22, at 27.
56 Menkel–Meadow, supra note 26.
57 Spiegelman, supra note 22, at 28 n 9.
58 Bergman, Sherr, & Burridge, supra note 25, at 536.
59 A Doherty, M Mentkowdski & K Conrad, Toward a Theory of Undergraduate Experiential Learning in M Keeton & P Tate ed, Learning by Experience: What Why How (San Francisco: 1978) cited in Bergman, Sherr, & Burridge, supra note 25, at 537.
60 A Collins, JS Brown, & SE Newman, Cognitive Apprenticeship: Teaching the Crafts of Reading, Writing and Mathematics, in L Resnick ed, Knowing, Learning, and Instruction: Essays in Honor of Robert Glaser (Hillsdale, NJ, USA: Laurence Erlbaum Association, 1989) 486–488.
61 Menkel–Meadow, supra note 26; Fisher & Jackson, supra note 14; Spiegelman, supra note 22; Bush, supra note 36; Rifkin, supra note 50; M Galanter, “Worlds of Deals: Using Negotiation to Teach About Legal Process” (1984) 34 J Legal Educ 268.
62 Bergman, Sherr, & Burridge, supra note 25, at 536 citing J Dewey, Experience and Education (New York: Collier, 1938)
63 Fisher & Jackson, supra note 14, at 1994.
64 Menkel–Meadow, supra note 26, at 2003.
65 Bergman, Sherr, & Burridge, supra note 25, at 541.
66 M LeBrun & R Johnstone, The Quiet (R)evolution Improving Student Learning in Law (Sydney: Law Book Company, 1994) 178–183.
67 Thanks to Jenny Morgan, University of Melbourne Law School for this idea.
68 Galanter, supra note 61, at 273.
69 Amsterdam, supra note 2, at 616. 70 Goldsmith, supra note 28.
71 Bush, supra note 36, at 51.
72 Spiegelman, supra note 22, at 28.
73 David, supra note 31, at 6.
74 Menkel-Meadow, supra note 26, at 2013.
75 D Brown et al, Criminal Laws (Sydney: Federation Press, 1990) 114; LM Grosberg, “Introduction” Colloquium: Currents in Clinical Scholarship” (1990) 35 NYL Sch L Rev 1; P Goldfarb, A Theory–Practice Spiral: The Ethics of Feminism and Clinical Legal Education (1991) 75 Minn L Rev 1599, at 1653.
76 Goldfarb, supra note 75, at 1617; Grosberg, supra note 75; M Spiegel, Theory and Practice in Legal Education: An Essay on Clinical Legal Education (1987) 34 UCLA L Rev 577.
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