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Easton, Michael --- "Vietnam - Discussion with Chris Sidoti" [1995] ALRCRefJl 9; (1995) 67 Australian Law Reform Commission Reform Journal 44


VIETNAM

Renovation of a Legal System

An Australian Parliamentary Consultative Delegation visited the Socialist Republic of Vietnam, betweem 4-13 April 1995

Chris Sidoti, ALRC Commissioner and a member of the delegation talks to Reform Editor, Michael Easton.

Twenty years after the fall of Saigon, Vietnam is a country on the verge of an economic boom. The US embargo has been lifted, the government is implementing its version of perestroika (called doi moi' - renovation), and tourists and backpackers are arriving in increasing numbers. In April 1995 an Australian delegation spent ten days in Vietnam. Its intention was to discuss the relationship between the two countries, with a special emphasis on the issue of human rights.

The nine delegates were: Senator Stephen Loosely, leader of the delegation and Chairperson of the Parliamentary Joint Standing Committee on Foreign Affairs, Defence and Trade; Alexander Downer MP, Shadow Minister for Foreign Affairs; Senator Vicki Bourne, Australian Democrats Spokesperson for Foreign Affairs; Professor Nancy Viviani, Professor of International Politics, Faculty of Asian and International Studies, Griffith University, Queensland; Chris Sidoti, Commissioner of the Australian Law Reform Commission; Professor Trang Thomas, Chairperson of the Victoria Ethnic Affairs Commission; Ms Ho Mai, businesswoman and former Councillor of the Footscray City Council; Bill Barker, Director of the Human Rights and Indigenous Issues Section, Department of Foreign Affairs and Trade, (DFAT) and Phong Bui, Director of the Vietnam/Laos Section (DFAT). During their travels they were accompanied by the Australian Ambassador, Sue Boyd and Second Secretary Robyn Mudie.

As an ALRC Commissioner, Chris had a special interest in Vietnam's legal system - a system that has been struggling to catch up with the economic changes and the inevitable social and political consequences. The delegation proved to be a source of many interesting insights. Chris began the interview by outlining the purpose of the delegation:

The main role was to engage in dialogue, to place human rights at the forefront of discussions between Australia and Vietnam. Australia and Vietnam are both parties to a significant number of international human rights treaties. The delegation was to ensure that this issue receives the attention that it deserves as part of the broader bilateral relationship between the two countries.

We wanted to listen to the views of Vietnamese officials at different levels, as well as those of the broader Vietnamese community, to get a feel for the ways in which the Vietnamese government and people are responding to human rights issues and the role of human rights within their system. And, conversely, we wanted to share our perspective - to indicate the ways in which we look at human rights issues domestically and how we see these international treaties operating.

Isn't this a diplomatically sensitive area? You cannot just go around saying we are going to send a human rights delegation to your country' - can you?

No, obviously we can't do that. Governments work on a government to government basis and things have to be officially agreed between them. There can be some reluctance because a number of countries are very sensitive about their human rights performance. Australia, I have to say, has not been sensitive. We tend to be quite frank in international forums about strengths and weaknesses in our own performance in the human rights area and we do not take objection to other countries expressing interests or concerns. For us it is not a matter of enormous sensitivity, but we appreciate that it is different for many other countries.

The Australian government does not see these delegations as being investigatory. Firstly, there are enormous problems in an official body from one country investigating the activities of another. It would also be quite naive to think that any official body or group going to another country for a period of seven to ten days could conduct an effective investigation - even if it were permitted to.

Could you give a rough sketch of the itinerary?

We went to three centres, Hanoi, Hue and Ho Chi Minh City (Saigon). We had the opportunity to go out into the countryside north of Hanoi when we went to a prison at Phu Son. We also had a day out in the countryside to the northeast of Ho Chi Minh City in Dong Nai province. There we went to visit a resettlement area where Vietnamese who have been returned from camps elsewhere in the region have been resettled and assisted to reintegrate into the community.

What did you discuss in your meetings?

Mostly the way in which the legal system operated and the development of legal infrastructure. We often talk with developing countries about the need for infrastructure development - that is better roads, ports, airports, telecommunications and so forth - physical infrastructure which is very important. We tend at times to overlook the need for the development of social infrastructure, of which the legal system is one major part.

Developing the legal system is a precursor to economic development. It is also, of course, a precursor to appropriate observance to human rights.

It is very difficult to have a human rights regime that respects the rights of people if you do not have independent courts, if you do not have a legal system where people are able to actually obtain justice, either through legal aid or being properly represented, if you do not have lawyers who are properly qualified and judges who are able to properly apply the law. It is easy to overlook these basics when we have a very highly developed, indeed a very expensively developed, legal system in this country.

Can a developing country like Vietnam afford a legal system like ours?

That is one of the major issues. A well developed legal system can become an enormous drain on the resources of many developing countries. That is why aid or assistance from other countries is necessary. A country struggling to feed its population gives priority to producing food. A country with high rates of illiteracy gives priority to ensuring that people are capable of reading. In these circumstances developing an appropriate legal system may well be lower down on the government's agenda.

Developing an appropriate legal system may also be a lower priority because an independent legal system can get in the way of governments doing what they want to do. It stands between the community and the government and protects the community from the government. That is the very reason why it is such an important, indeed an essential, protection in any political system to ensure that human rights are actually observed.

What is your impression of the Vietnamese legal system? Where is it at now?

It is at a very rudimentary stage, coming out of a number of periods of crisis. Vietnam was affected by war for decades. The period of war is not very conducive for putting resources into an independently minded legal system. Following the war, reconstruction was slow. There was certainly a very repressive regime, particularly for the people of the south, in the decade immediately following the end of the war in 1975.

Additionally, the approach to law in socialist or communist countries is very different from the approach in more liberal democratic regimes. The law is seen as an instrument of the state rather than a protector of the citizens. That is where it fits into Marxist theories of the role of law and the relationship between law and state.

The legal system had two handicaps then, the war on one hand and the political view of its role on the other?

The Marxist conception of the role of law was a significant handicap in the development of an independent legal system founded on the rule of law and dedicated to preserving the rights of ordinary citizens, often against the state itself. This situation is starting to change in Vietnam. The war is now 20 years past and much of the economic impact of the war is slowly being overcome. The period of hard-line Marxism came to an end in 1986 when the Vietnamese Communist Party adopted a policy of renovation. Movement has certainly been slow, but I think that the pace of change is quickening. While there is a greater concern about the rule of law, there is also fear about letting the courts have too much independence and too much freedom to decide cases on the basis of the law and facts.

In developing an independent legal system, to what extent are the Vietnamese responding to external influences?

They are certainly responding to outside economic influence.

When foreign investors are deciding whether to invest in Vietnam or any one of many other developing countries one thing that they look for is certainty and security for their investment. They will ask whether the courts are capable of giving a proper independent, impartial, legally-founded decision on any dispute that might arise. If they feel, for example, that the government or the local party is always going to get a favourable decision out of the courts they will be very loathe to invest in that country. So the development of independent courts is a response to the need to attract foreign investment.

As to the substance of these business laws, the economies of the world's countries are increasingly interlinked with global economies and Vietnamese law has to respond to that fact. The problem is that law is often very slow at doing this.

Is legal development an area in which Australian assistance would be particularly welcomed by the Vietnamese?

Vietnam at the moment is looking for assistance wherever it can find it, especially in areas where the government of Vietnam sees legal reform as particularly urgent. For example, Vietnam is currently reviewing its criminal code - the French government is assisting Vietnam with that process. Vietnam is a code' state, rather than a common law' state and much of the approach to law we find in Vietnam came to Vietnam from France and, later, from the then Soviet Union. It is understandable that in reforming the criminal code the Vietnamese should be obtaining support from France which, when Vietnam was a colony, supplied most of the original criminal code.

One area in which Australia has assisted Vietnam is its bankruptcy and insolvency law. Indirectly the Australian Law Reform Commission (ALRC) was part of this. The Australian lawyer involved, Ron Harmer, was an ALRC Commissioner during the 1980s and prepared the Commission's landmark report on insolvency. That report subsequently formed the basis for significant amendments to Australian insolvency laws. Ron Harmer's work has since been taken up in a number of Asian countries. Vietnam in particular has drawn on his assistance directly in revising, and now enacting, insolvency laws.

Someone like Ron Harmer or the French jurists cannot in any way dictate to the Vietnamese what laws they should adopt nor can they be held responsible for the final product. However, it is enormously important that people who come from more tolerant systems, systems that have much more institutionalised protection for human rights, should be working closely with Vietnamese authorities to encourage them to develop their legal system in similar ways.

I think that there is a growing realisation in Vietnam itself that the legal system is undeveloped and needs to be more appropriately developed. There are not very many laws, particularly by our standard. The National Assembly in Vietnam, we were told, only enacts about 10 laws a year. Many of the laws that it is currently enacting are directed towards updating totally inappropriate laws adopted during the previous hard-line period. Modernisation requires not just tinkering but a complete overhaul of the law.

What about laws that lead to people becoming, by our definition, political prisoners'?

There are people who are in Vietnamese gaols because they are considered to be criminals, they have breached the criminal code. In our view the provisions of the criminal code under which they have been convicted are totally inappropriate provisions. Article 73 of the Criminal Code deals basically with offences against the state, undermining the role of the state and national independence. People are being convicted under that simply for writing articles that express opposition to the government or to aspects of government policy of state organisations.

The Museum of American War Crimes' in Ho Chi Minh City has a post-1975 section with exhibits which cover attempts to undermine the State. There I saw a glass case full of typewriters, labelled Anti-revolutionary equipment'.

That's a good example of the way the lines between what is proper, what is criminal and what is political get blurred in a society like Vietnam.

There were a number of instances after 1975 involving armed incursions into Vietnam, principally lead by former officers of the South Vietnamese army. Now I do not think that anyone is seriously suggesting that someone who takes up arms and launches an armed violent incursion into your country cannot be properly dealt with under the criminal law as a criminal offender. But someone who sits down at a typewriter and uses the weapons of words to criticise cannot be considered a criminal, even if the criticism goes right to the basis of the state: which in most of these cases it does not. Criticism like that, by the standards of international human rights law, is completely permissible and tolerable and cannot be considered criminal. Yet the Vietnamese criminal code at the moment is being used to convict and sentence to imprisonment, for lengthy terms, people who are simply writing and expressing their views.

Is there any chance of these provisions being removed?

The criminal code is being reviewed and so there is every chance that the government may be persuaded to look seriously at these provisions. We were told at one meeting that there was general acceptance that Article 73 was much too widely cast, implying that they will be narrowing the net. This may be an example of tinkering. If the net is narrowed it may still not be good enough so far as international human rights law is concerned. Despite this, the effort should be encouraged in every way possible. We can support incremental change while at the same time arguing strongly for fundamental reform.

Beyond rewriting the laws, have there been many reforms to the actual legal structures of Vietnam?

One significant reform has come about as a result of the adoption of the new constitution in 1992. It resulted in the establishment of the Procuracy on a national basis.

In code systems like the Vietnamese system, the procurator is a very important institution. The procurator is in part a prosecutor but is much more than we understand a prosecutor to be. The procurator is the major investigator of crime as well as the person who supervisors or monitors the observance and implementation of the law, particularly by state authorities. So the procurator has a role of monitoring the conduct of police and prison officials as well as state officials generally. It is a very important institution.

One of the difficulties in one party states like Vietnam is that the party tends to call the tune, especially through the horizontal organisation of state institutions. What that means is that the procurator at the local level will be responsible to the local party people. This makes it very difficult to attack local abuses such as human rights violations and corruption. The procurator may be subjected to an enormous amount of pressure from local party people, severely threatening their independence.

A significant change under the 1992 constitution was to organise the procurator's office vertically. The Chief Procurator appoints people all the way down the line and those people are responsible back up through the line to the Chief Procurator. They are no longer accountable to parallel party structures. This is not to say that all of a sudden the procurator will become a totally independent institution. But certainly it is more independent than it used to be and more capable of exercising appropriate forms of supervision over state institutions and possessing some degree of independence in deciding who to prosecute and who not to.

That is very important in view of their higher conviction rate in code systems, considering that, to a large extent, the determination of guilt occurs during the investigation.

In Vietnam and indeed in other civil code states, both in western Europe and elsewhere, there is an enormously high conviction rate in criminal offences in the courts, at least by our standards. Vietnam's rate is even higher than most of the code states that I am aware of. It seems that virtually all cases that go to court in Vietnam result in convictions. In a situation like that, where the courts are apparently not exercising a high degree of independence or scrutiny of individual cases, it becomes very important to ensure that the right decisions are being made as to what cases go to court. Under those circumstances the procurator's office can be a more effective guard against improper prosecutions than the courts themselves. The change to a vertical system of organisation for the procurator is a very important change. It has the capacity to make the procurator a more effective institution for protecting human rights.

It often seems that these sort of delegations are very one-way affairs - Australians teaching Vietnam a few things. Do you think that there is anything that we could learn from the Vietnamese?

What impresses me most with the legal system in Vietnam, and with other developing countries that I have travelled to, is a greater appreciation of cultural traditions than you find in our legal system. They often incorporate traditional concepts and legal processes as well as giving recognition outside the formal legal system to the actual role played in dispute resolution by communities themselves.

Partly out of pure necessity I suppose, in that they have very rudimentary legal systems.

Yes, I think that is partly true, but there is also respect for traditional ways of dealing with conflict. We were told about the continuing importance of community level dispute resolution - of the wish to have matters properly resolved by families or neighbourhoods or communities rather than rushing them off to court all the time.

One of the reasons why our courts are clogged and our legal system is so expensive is that we have lost the ability to resolve many disputes at the local community level. Many of the initiatives in recent years, like community justice centres and alternative dispute resolution, are attempts to recapture those ways of resolving some conflicts.

So in some ways their legal system is ahead of ours in its ability to resolve disputes without having to resort to litigation?

That's right. They have not lost that ability. I suppose one of the dangers in developing the legal infrastructure is that the system can become more legalistic, taking over from traditional means of dispute resolution and legalising and institutionalising them. Over time we have replaced many more effective ways of doing things with an excessively institutional approach.

Do we, in this respect, represent something that Vietnam should avoid?

I think the path towards a highly developed legal system may well be less expensive, more informal and more effective dispute resolution. We can provide a warning to countries like Vietnam about having an excessively institutional approach to resolving basic disputes between individuals.

Finally - did you feel that the delegation basically fulfilled its aims? Were you happy with the outcome of the trip?

I thought that it was very successful. I did not set off with unrealistic expectations - anyone who thought that the delegation was going to leave Vietnam with a swag of freed political prisoners in our baggage had unrealistic expectations and would have been extremely disappointed. Anyone who thought that the delegation was going to achieve an enormous overnight change of heart in the Vietnamese authorities towards the protection of human rights would also have been very disappointed.

We went to Vietnam intending to engage in serious discussions on human rights issues, on basic international human rights law, on the effectiveness or otherwise of mechanisms of protection of human rights, on the treatment of individual dissidents, and on the future developments of Vietnamese political and economic systems. Within those objectives the delegation was extremely successful. We did have very frank exchanges, we did obtain more information about dissidents, and we were able to discuss quite openly our concerns about the Vietnamese legal and political system. We have obtained many answers from Vietnamese authorities to many of our questions. There are also many things on which we were not satisfied and which will form the basis for future exchanges between Australia and Vietnam.

Are there any plans for future delegations?

I do not know whether there will be another delegation or not. I would certainly like to see a similar delegation from Vietnam come to Australia. That is where I would place the priority for the next step of the dialogue. It is one thing for us to go into Vietnam and talk and see the way in which they regard human rights. It would be another thing for a similar delegation to come to Australia. I think there are things we could usefully discuss with the Vietnamese about the way in which our system works.

I hope that there will be a continuing exchange of views. This dialogue is very important for developing a much better relationship between our two countries and much better co-operation to promote human rights generally as well as economic ties. I think the dialogue will continue. The delegation was well received by the Vietnamese authorities and I certainly hope they will reciprocate by sending a similar delegation to Australia.



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